环境规制、民间投资与绿色全要素生产率
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摘要
本文基于2000—2016年中国30个省份(西藏除外)的面板数据,分析了环境规划、民间投资对我国绿色全要素生产率的影响。研究结果表明,技术进步是绿色全要素生产率增长的主要源泉;环境规制显著降低了绿色全要素生产率的增长,从侧面证明了"波特假说"在现阶段的我国是不成立的;民间投资对绿色全要素生产率影响的地区差异较大,主要是受政策性因素和各地区自身情况的影响比较大;外商直接投资对绿色全要素生产率的影响并不显著,表明外商投资存在严重的牺牲环境换取效益的现象,一定程度上验证了"污染避难所"假说;研发投入、人力资本等也是影响绿色全要素生产率增长的重要因素。
Based on the panel data of 30 provinces in China(excluding Tibet) from 2000 to 2016, this paper analyzes the impact of environmental planning and private investment on China's green total factor productivity. The research results show that technological progress is the main source of green total factor productivity growth; environmental regulation has significantly reduced the growth of green total factor productivity, which proves that the"porter hypothesis"is not established at this stage in China; private investment is green. The regional differences in the impact of total factor productivity are large, mainly due to policy factors and the impact of each region's own situation; the impact of foreign direct investment on green total factor productivity is not significant, indicating that foreign investment has a serious sacrifice of the environment in exchange for benefits. The phenomenon has verified the hypothesis of"pollution shelter"to a certain extent; R&D investment and human capital are also important factors affecting the growth of green total factor productivity.
Based on the panel data of 30 provinces in China(excluding Tibet) from 2000 to 2016, this paper analyzes the impact of environmental planning and private investment on China's green total factor productivity. The research results show that technological progress is the main source of green total factor productivity growth; environmental regulation has significantly reduced the growth of green total factor productivity, which proves that the"porter hypothesis"is not established at this stage in China; private investment is green. The regional differences in the impact of total factor productivity are large, mainly due to policy factors and the impact of each region's own situation; the impact of foreign direct investment on green total factor productivity is not significant, indicating that foreign investment has a serious sacrifice of the environment in exchange for benefits. The phenomenon has verified the hypothesis of"pollution shelter"to a certain extent; R&D investment and human capital are also important factors affecting the growth of green total factor productivity.
引文
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[15]李玲,陶锋.污染密集型产业的绿色全要素生产率及影响因素——基于SBM方向性距离函数的实证分析[J].经济学家,2011,(12):32-39.
[16]王兵,黄人杰.中国区域绿色发展效率与绿色全要素生产率:2000—2010——基于参数共同边界的实证研究[J].产经评论,2014,(1):16-35.
[17]张江雪,蔡宁,杨陈.环境规制对中国工业绿色增长指数的影响[J].中国人口·资源与环境,2015,(1):24-31.
[18]陈菁泉,刘伟,杜重华.环境规制下全要素生产率逆转拐点的空间效应——基于省际工业面板数据的验证[J].经济理论与经济管理,2016,(5):57-67.
[19]彭星,李斌.不同类型环境规制下中国工业绿色转型问题研究[J].财经研究,2016,(7):134-144.
[20] F?re R, Grosskopf S, Pasurka C A. Environmental Production Functions and Environmental Directional Distance Functions[J].Ssrn Electronic Journal, 2008, 32(7):1055-1066.
[21]张军,吴桂英,张吉鹏.中国省际物质资本存量估算:1952—2000[J].经济研究,2004,(10):35-44.
[22]单豪杰.中国资本存量K的再估算:1952—2006年[J].数量经济技术经济研究,2008,(10):17-31.
[23]董敏杰,李钢,梁泳梅.中国工业环境全要素生产率的来源分解——基于要素投入与污染治理的分析[J].数量经济技术经济研究,2012,(2):3-20.
[24]张中元,赵国庆.FDI、环境规制与技术进步——基于中国省级数据的实证分析[J].数量经济技术经济研究,2012,(4):19-32.
[25]余靖雯,郑少武,龚六堂.政府生产性支出、国企改制与民间投资——来自省际面板数据的实证分析[J].金融研究,2013,(11):96-110.
[26]陈时兴.政府投资对民间投资挤入与挤出效应的实证研究——基于1980—2010年的中国数据[J].中国软科学,2012,(10):169-176.
[2]易纲,樊纲,李岩.关于中国经济增长与全要素生产率的理论思考[J].经济研究,2003,(8):13-20.
[3] Porter M E, Van Der Linde C.Toward A New Conception of Environment Competitiveness Relationship[J].Journal of Economic Perspectives,1995,(4):38-87.
[4]林毅夫,孙希芳.信息、非正规金融与中小企业融资[J].经济研究,2005,(7):35-42.
[5] Porter M E. America’s Green Strategy[J].Scientific American,1991,264(4):168.
[6] Lanjouw J O, Mody A. Innovation and the International Diffusion of Environmentally Responsive Technology[J].Research Policy,1996,25(4):549-571.
[7] Rhoades S. A.. Market Share as a Source of Market Power:Implications and Some Evidence[J].Journal of Economics and Business,1985,37(4):343-363.
[8] Brannlund R, Y Chung, F?re R,?Grosskopf S. Emissions Trading and Profitability:The Swedish Pulp and Paper Industry[J].Environmental and Resource Economics, 1998,12(3):345-356.
[9] Chung Y H,Grosskopf S. Productivity and Undesirable Outputs:A Directional Distance Function Approach[J].Journal of Environmental Management,1997,(51):229-240.
[10]杨俊,邵汉华.环境约束下的中国工业增长状况研究——基于Malmquist-Luenberger指数的实证分析[J].数量经济技术经济研究,2009,(9):64-78.
[11]陈诗一.中国的绿色工业革命:基于环境全要素生产率视角的解释(1980—2008)[J].经济研究,2010,(11):21-34.
[12]原毅军,谢荣辉.FDI、环境规制与中国工业绿色全要素生产率增长——基于Luenberger指数的实证研究[J].国际贸易问题,2015,(8):84-93.
[13]刘和旺,左文婷.环境规制对我国省际绿色全要素生产率的影响[J].统计与决策,2016,(9):141-145.
[14]李静,沈伟.环境规制对中国工业绿色生产率的影响——基于波特假说的再检验[J].山西财经大学学报,2012,(2):56-65.
[15]李玲,陶锋.污染密集型产业的绿色全要素生产率及影响因素——基于SBM方向性距离函数的实证分析[J].经济学家,2011,(12):32-39.
[16]王兵,黄人杰.中国区域绿色发展效率与绿色全要素生产率:2000—2010——基于参数共同边界的实证研究[J].产经评论,2014,(1):16-35.
[17]张江雪,蔡宁,杨陈.环境规制对中国工业绿色增长指数的影响[J].中国人口·资源与环境,2015,(1):24-31.
[18]陈菁泉,刘伟,杜重华.环境规制下全要素生产率逆转拐点的空间效应——基于省际工业面板数据的验证[J].经济理论与经济管理,2016,(5):57-67.
[19]彭星,李斌.不同类型环境规制下中国工业绿色转型问题研究[J].财经研究,2016,(7):134-144.
[20] F?re R, Grosskopf S, Pasurka C A. Environmental Production Functions and Environmental Directional Distance Functions[J].Ssrn Electronic Journal, 2008, 32(7):1055-1066.
[21]张军,吴桂英,张吉鹏.中国省际物质资本存量估算:1952—2000[J].经济研究,2004,(10):35-44.
[22]单豪杰.中国资本存量K的再估算:1952—2006年[J].数量经济技术经济研究,2008,(10):17-31.
[23]董敏杰,李钢,梁泳梅.中国工业环境全要素生产率的来源分解——基于要素投入与污染治理的分析[J].数量经济技术经济研究,2012,(2):3-20.
[24]张中元,赵国庆.FDI、环境规制与技术进步——基于中国省级数据的实证分析[J].数量经济技术经济研究,2012,(4):19-32.
[25]余靖雯,郑少武,龚六堂.政府生产性支出、国企改制与民间投资——来自省际面板数据的实证分析[J].金融研究,2013,(11):96-110.
[26]陈时兴.政府投资对民间投资挤入与挤出效应的实证研究——基于1980—2010年的中国数据[J].中国软科学,2012,(10):169-176.
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