资源环境约束下中国ETFP演变的空间计量分析
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摘要
采用SBM-DDF-SML与空间计量模型相结合的方法对2005～2016年资源环境约束下全要素生产率进行测度和实证研究。结果表明:环境全要素生产率在2005～2016年成上升趋势,且各省市在增长率方面均呈现出显著差异。环境全要素生产率增幅普遍高于市场全要素生产率增幅,呈现出波浪式"W"型变化规律。计量结果表明环境全要素生产率增长具有显著的空间集聚性和空间溢出性,经济发展、技术创新、能源效率提高、资源禀赋和产业结构优化对环境全要素生产率有显著正向影响;当前外商直接投资、企业所有制结构、能源结构和环境政策呈现抑制作用。研究认为,国家应建立行之有效的区域环境污染治理联动机制,提高环境全要素生产率正的空间外溢性;加大研发投入,构建绿色技术创新体系;改变现阶段不灵活、一刀切的环境规制方式,因地制宜地构建绿色、多样的环境规制体系。
This paper measures and studies on the environmental TFP growth from 2005 to 2016 by combining SBM-DDF-SML and spatial measurement model. Results show that, the ETFP shows an increasing trend from 2005 to 2016, and there exists significant differences in growth rate of ETFP among regions. The increase of ETFP is generally higher than that of market total factor productivity, and the growth trend shows a waveform like "W". Spatial econometric model shows that ETFP growth has significant spatial agglomeration and spatial spillover effect. Economic development, technological innovation, energy efficiency improvement, resource endowment and industrial structure optimization have significant positive impact on ETFP. FDI, state-owned enterprise-led ownership, energy structure, and environmental regulations have significantly inhibited impact on ETFP. It puts forward some suggestion that government should establish an effective regional environmental pollution control linkage mechanism, further take the regional advantages of different regions and improve the spatial spillover of ETFP. Enterprises increase R&D investment and constructing green innovation system. Inflexible and one-size-fits-all environmental regulation pattern should be changed and diverse environmental regulation systems should be developed.
This paper measures and studies on the environmental TFP growth from 2005 to 2016 by combining SBM-DDF-SML and spatial measurement model. Results show that, the ETFP shows an increasing trend from 2005 to 2016, and there exists significant differences in growth rate of ETFP among regions. The increase of ETFP is generally higher than that of market total factor productivity, and the growth trend shows a waveform like "W". Spatial econometric model shows that ETFP growth has significant spatial agglomeration and spatial spillover effect. Economic development, technological innovation, energy efficiency improvement, resource endowment and industrial structure optimization have significant positive impact on ETFP. FDI, state-owned enterprise-led ownership, energy structure, and environmental regulations have significantly inhibited impact on ETFP. It puts forward some suggestion that government should establish an effective regional environmental pollution control linkage mechanism, further take the regional advantages of different regions and improve the spatial spillover of ETFP. Enterprises increase R&D investment and constructing green innovation system. Inflexible and one-size-fits-all environmental regulation pattern should be changed and diverse environmental regulation systems should be developed.
引文
[1] 刘华军,杨骞.资源环境约束下中国TFP增长的空间差异和影响因素[J].管理科学,2014(5):133-144.
[2] Joon Ho Na,A Young Choi,Jianhua Ji,et al.Environmental Efficiency Analysis of Chinese Container Ports with CO2 Emissions:An Inseparable Input-output SBM Model.Journal of Transport Geography,2017(65):13-24.
[3] Borensztein E,Ostry J D.Accounting for China's Growth Performance[J].American Economic Review,1996,86(2):224-228.
[4] Lin B,Wang X.Exploring Energy Efficiency in China's Iron and Steel Industry:A Stochastic Frontier Approach[J].Energy Policy,2014,72(72):87-96.
[5] Shabanzadeh-Khoshrody M,Azadi H,Khajooeipour A,et al.Analytical Investigation of the Effects of Dam Construction on the Productivity and Efficiency of Farmers[J].Journal of Cleaner Production,2016,135(1):549-557.
[6] Coelli T J,Rao D S P.Total Factor Productivity Growth in Agriculture:A Malmquist Index Analysis of 93 Countries,1980-2000[J].Agricultural Economics,2005,32:115-134.
[7] Abbott M.The Productivity and Efficiency of the Australian Electricity Supply Industry[J].Energy Economics,2006,28(4):444-454.
[8] Zhu X,Chen Y,Feng C.Green Total Factor Productivity of China's Mining and Quarrying Industry:A Global Data Envelopment Analysis[J].Resources Policy,2018,57:1-9.
[9] Chung Y H,F?re R,Grosskopf S.Productivity and Undesirable Outputs:A Directional Distance Function Approach[J].Microeconomics,1997,51(3):229-240.
[10] Cao J.Measuring Green Productivity Growth for China's Manufacturing Sectors:1991-2000[J].Asian Economic Journal,2010,21(4):425-451.
[11] Ahmed E M.Green TFP Intensity Impact on Sustainable East Asian Productivity Growth[J].Economic Analysis & Policy,2012,42(1):67-78.
[12] Feng C,Zhang H,Huang J B.The Approach to Realizing the Potential of Emissions Reduction in China:An Implication from Data Envelopment Analysis[J].Renewable & Sustainable Energy Reviews,2017,71:859-872.
[13] Zhou P,Ang B W,Poh K L.A Survey of Data Envelopment Analysis in Energy and Environmental Studies[J].European Journal of Operational Research,2008,189(1):1-18.
[14] 原毅军,谢荣辉.FDI、环境规制与中国工业绿色全要素生产率增长——基于Luenberger指数的实证研究[J].国际贸易问题,2015(8):84-93.
[15] 蔡乌赶,周小亮.中国环境规制对绿色全要素生产率的双重效应[J].经济学家,2017(9):27-35.
[16] 肖攀,李连友,唐李伟,等.中国城市环境全要素生产率及其影响因素分析[J].管理学报,2013,10(11):1681-1689.
[17] 汪锋,解晋.中国分省绿色全要素生产率增长率研究[J].中国人口科学,2015(2):53-62.
[18] 王兵,吴延瑞,颜鹏飞.中国区域环境效率与环境全要素生产率增长[J].经济研究,2010(5):95-109.
[19] Xie R H,Yuan Y J,Huang J J.Different Types of Environmental Regulations and Heterogeneous Influence on “Green” Productivity:Evidence from China[J].Ecological Economics,2017,132:104-112.
[20] Zhao X,Burnett J W,Fletcher JJ.Spatial Analysis of China Province-level CO2 Emission Intensity[J].Renewable and Sustainable Energy Reviews,2014,33:1-10.
[21] Paas T,Schlitte F.Regional Income Inequality and Convergence Processes in the EU25[R].Hwwa Discussion Papers,No.355,2008.
[22] 刘睿劼,张智慧.环境约束下的中国内地建筑业效率地区差异评价[J].清华大学学报(自然科学版),2014(8):1057-1061.
[23] 史丹,吴利学,傅晓霞,等.中国能源效率地区差异及其成因研究——基于随机前沿生产函数的方差分解[J].管理世界,2008(2):35-43.
[24] 单豪杰.中国资本存量K的再估算:1952～2006年[J].数量经济技术经济研究,2008(10):17-31.
[25] Fan Y,Liu L C,Wu G,et al.Changes in Carbon Intensity in China:Empirical Findings from 1980-2003[J].Ecological Economics,2007,62(3):683-691.
[26] PorterMC,van der Linde.Toward a New Conception of the Environment Competitiveness Relationship[J].Journal of Economic Perspectives,1995,9(5):97-118.
[2] Joon Ho Na,A Young Choi,Jianhua Ji,et al.Environmental Efficiency Analysis of Chinese Container Ports with CO2 Emissions:An Inseparable Input-output SBM Model.Journal of Transport Geography,2017(65):13-24.
[3] Borensztein E,Ostry J D.Accounting for China's Growth Performance[J].American Economic Review,1996,86(2):224-228.
[4] Lin B,Wang X.Exploring Energy Efficiency in China's Iron and Steel Industry:A Stochastic Frontier Approach[J].Energy Policy,2014,72(72):87-96.
[5] Shabanzadeh-Khoshrody M,Azadi H,Khajooeipour A,et al.Analytical Investigation of the Effects of Dam Construction on the Productivity and Efficiency of Farmers[J].Journal of Cleaner Production,2016,135(1):549-557.
[6] Coelli T J,Rao D S P.Total Factor Productivity Growth in Agriculture:A Malmquist Index Analysis of 93 Countries,1980-2000[J].Agricultural Economics,2005,32:115-134.
[7] Abbott M.The Productivity and Efficiency of the Australian Electricity Supply Industry[J].Energy Economics,2006,28(4):444-454.
[8] Zhu X,Chen Y,Feng C.Green Total Factor Productivity of China's Mining and Quarrying Industry:A Global Data Envelopment Analysis[J].Resources Policy,2018,57:1-9.
[9] Chung Y H,F?re R,Grosskopf S.Productivity and Undesirable Outputs:A Directional Distance Function Approach[J].Microeconomics,1997,51(3):229-240.
[10] Cao J.Measuring Green Productivity Growth for China's Manufacturing Sectors:1991-2000[J].Asian Economic Journal,2010,21(4):425-451.
[11] Ahmed E M.Green TFP Intensity Impact on Sustainable East Asian Productivity Growth[J].Economic Analysis & Policy,2012,42(1):67-78.
[12] Feng C,Zhang H,Huang J B.The Approach to Realizing the Potential of Emissions Reduction in China:An Implication from Data Envelopment Analysis[J].Renewable & Sustainable Energy Reviews,2017,71:859-872.
[13] Zhou P,Ang B W,Poh K L.A Survey of Data Envelopment Analysis in Energy and Environmental Studies[J].European Journal of Operational Research,2008,189(1):1-18.
[14] 原毅军,谢荣辉.FDI、环境规制与中国工业绿色全要素生产率增长——基于Luenberger指数的实证研究[J].国际贸易问题,2015(8):84-93.
[15] 蔡乌赶,周小亮.中国环境规制对绿色全要素生产率的双重效应[J].经济学家,2017(9):27-35.
[16] 肖攀,李连友,唐李伟,等.中国城市环境全要素生产率及其影响因素分析[J].管理学报,2013,10(11):1681-1689.
[17] 汪锋,解晋.中国分省绿色全要素生产率增长率研究[J].中国人口科学,2015(2):53-62.
[18] 王兵,吴延瑞,颜鹏飞.中国区域环境效率与环境全要素生产率增长[J].经济研究,2010(5):95-109.
[19] Xie R H,Yuan Y J,Huang J J.Different Types of Environmental Regulations and Heterogeneous Influence on “Green” Productivity:Evidence from China[J].Ecological Economics,2017,132:104-112.
[20] Zhao X,Burnett J W,Fletcher JJ.Spatial Analysis of China Province-level CO2 Emission Intensity[J].Renewable and Sustainable Energy Reviews,2014,33:1-10.
[21] Paas T,Schlitte F.Regional Income Inequality and Convergence Processes in the EU25[R].Hwwa Discussion Papers,No.355,2008.
[22] 刘睿劼,张智慧.环境约束下的中国内地建筑业效率地区差异评价[J].清华大学学报(自然科学版),2014(8):1057-1061.
[23] 史丹,吴利学,傅晓霞,等.中国能源效率地区差异及其成因研究——基于随机前沿生产函数的方差分解[J].管理世界,2008(2):35-43.
[24] 单豪杰.中国资本存量K的再估算:1952～2006年[J].数量经济技术经济研究,2008(10):17-31.
[25] Fan Y,Liu L C,Wu G,et al.Changes in Carbon Intensity in China:Empirical Findings from 1980-2003[J].Ecological Economics,2007,62(3):683-691.
[26] PorterMC,van der Linde.Toward a New Conception of the Environment Competitiveness Relationship[J].Journal of Economic Perspectives,1995,9(5):97-118.
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