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骨科老年患者手术损害控制的临床应用与初步实验研究
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摘要
研究背景:手术是一种特殊形式的创伤,随着年龄的增长,人体各器官功能会逐渐出现衰退,尤其是伴有内科慢性疾病的老年患者对手术的耐受能力逐渐降低,在面对手术与否的情况下如何抉择成为临床医生、患者家属及患者本人左右为难的突出问题,是放弃手术治疗还是积极调整全身生理状况后进行手术,是按照常规进行手术还是采取损害控制性手术?是临床需要亟待研究的关键问题。
     “损害控制(damage control)”技术最早起源于腹部外科,是针对腹腔内脏器严重损害后无法一期完成确定性手术而采取的分阶段、分步骤的手术策略,以避免伤者因出血过多导致生理状态的不可逆转。同样道理,为确保骨科老年病人手术的顺利进行,我们提出了“手术损害控制”的理念。所谓“手术损害控制”是指需要手术治疗的老年患者因其脏器储备功能差,对常规手术的耐受能力不足,围手术期易出现并发症甚至死亡危险,为此而采取的一种相对安全、可以接受的治疗措施。并不是所有的老年患者均有机会采取损害控制手术,哪些患者不需要采取损害控制就可以直接进行常规手术?哪些需要采取损害控制性手术?哪些患者即使采取损害控制也无法完成手术?针对上述问题,建立骨科老年患者手术风险评分系统,以此作为客观衡量工具,对高风险患者实施手术损害控制,以达到降低围手术期并发症和死亡率的目的。
     目的:1、找出影响骨科老年患者围手术期死亡或并发症的风险因素;2、建立大坪骨科老年患者手术风险评分系统;针对评分系统开发软件;将软件应用于回顾性研究;3、将该评分系统软件应用于前瞻性研究,对高风险患者采取手术损害控制;4、探讨手术风险评分、老年患者围手术期应激反应与术后并发症的相关性;5、建立老年大鼠多发伤动物模型,证明损害控制手术方法能够改善老年大鼠存活率、降低并发症,为临床应用奠定理论基础。
     方法:1、筛选风险因素:自行设计制作住院患者详细信息登记表。通过回顾近7年来在我科住院行手术治疗的760例老年患者的详细资料,将相关信息填入表格内。将出现死亡或并发症的患者作为实验组;无并发症的患者作为对照组,然后对两组相关内容进行统计学分析,筛选出影响手术预后的相关风险因素;2、经统计学分析对各风险因素进行权重赋值,参照APACHⅡ、POSSUM评分系统建立的方法,初步建立大坪骨科老年患者手术风险评分系统(Daping orthopedics operation risk scoring system for senile patient,DORSSSP);针对评分系统开发制作便于临床应用的软件;应用软件对260例老年髋部骨折进行回顾性研究,观察其预测的效价;3、应用评分软件对100例骨科老年患者进行前瞻性研究,对高风险的患者实施手术损害控制策略,观察术后预后情况;
     4、应用DORSSSP对20例老年患者进行术前评分,按照评分高低分成A、B两组,于术后不同时相点采血检测白细胞GR蛋白表达和T淋巴细胞亚群的变化情况,观察术前评分、术后应激与不良预后的相关性;5、建立老年大鼠多发伤动物模型,观察不同组别外周血炎性细胞因子IL6、TNF-α、IL-10浓度的变化、白细胞GR蛋白表达的高低,判断手术损害控制策略对老年多发伤大鼠治疗的效果。
     结果:
     1.760例老年患者中56.7%的存在不同程度的并存症,术后死亡率为2.1%,出现1个或1个以上的并发症占23.3%。经统计学分析发现术前心、肺功能2级以上、营养不良、高血压病、糖尿病、神志异常、肾功能不全、电解质紊乱、手术大、术中出血量多、手术耗时过长是手术后不良预后的主要原因。
     2.在第一部分760例患者信息资料基础上经统计学分析,对各因素分别给予权重赋值,初步建立大坪骨科老年手术风险评分系统,评分赋值结果见表2-1;针对评分系统开发的软件在windows系统上运行稳定、快捷,应用该软件对260例老年髋部骨折进行回顾性研究。结果低风险组100例,平均评分为12.5±0.8分,住院期间无死亡病例,出现并发症10例;中度风险组80例,平均评分为17.6±2.2分,住院期间无死亡病例,出现并发症21例;高风险组50例,评分为23.3±2.9分,住院期间死亡2例,出现并发症27例;极高风险组30例,评分为33.8±4.7分,住院期间死亡4例,出现并发症26例。DORSSSP预测并发症发生合计92例,POSSUM预测并发症发生合计119例,实际发生84例;DORSSSP预测死亡率为9例,P-POSSUM预测死亡人数10例,APACHEⅡ预测死亡人数12例,实际死亡6例。
     3.应用DORSSSP评分对术前评分处于高风险的患者实施手术损害控制措施。入院后首次检查PS为12-42分,平均21.4±6.7分,OS为12-24分,平均15.2±4.5;术前PS为12-30分,平均18.3±6.2分;术前OS为5-18分,平均9.1±3.4分。根据入院时PS及拟行手术OS预测并发症发生率为46%,死亡率为11%,实施损害控制后预测并发症发生率为34%,死亡率为5%;术前POSSUM和P-POSSUM预测并发症和死亡发生率分别是39%和6%;APACHEⅡ预测死亡率为8%;实际并发症发生率为32%,死亡率为3%。
     4.A组患者术后出现1例并发症,无死亡患者发生;B组术后出现1例死亡,3例并发症。患者术后外周血GR蛋白的变化结果是:两组病人手术创伤后外周血白细胞中GR蛋白的表达均不同程度表现为下降,术后第1天达到低峰,随着时间的推移表达逐渐升高,A组于术后第7天恢复至接近术前水平,14天恢复至正常。B组病人在术后第5天开始明显恢复,但恢复较A组缓慢,至术后14天时仍未恢复到术前水平,两组间比较存在显著性差异(p<0.01),表明其GR蛋白下降时间随着手术风险评分的增高而低表达水平持续时间延长。术后T细胞亚群的变化结果是:A、B两组CD3、CD4值在术后第1、3、5天均明显低于术前对照组( P<0.05) ,尤其术后第1天降低最明显( P<0.01),于术后第5天逐渐回升,A组于术后第7天恢复接近正常,14天恢复正常,而B组14天时仍呈较低水平;A组CD8在术后1、3、5天呈下降趋势,而B组显示没有降低反而呈现增高,T4/T8较长时间维持低水平。
     5.老年多发伤大鼠术后血浆IL-6、IL-10及TNF-α含量的变化结果是:伤后第1天两组动物血浆IL-6、IL-10和TNF-α含量持续急剧升高到达高峰,与伤前及正常对照组比较相差非常显著(P<0.01),随后呈逐渐下降趋势,C组老年大鼠下降趋势明显优于B组,至术后14天C组恢复接近正常水平,而B组仍呈较高水平,两组之间存在显著性差异(P<0.05)。老年大鼠术后外周血白细胞GR蛋白的表达结果是:手术创伤后大鼠外周血白细胞中GR蛋白的表达均不同程度表现为下降,术后第1天达到最低峰,随着时间的推移,表达呈逐渐增高趋势。C组大鼠在术后第10天GR蛋白表达接近正常水平,而B组仍呈较低表达,至术后14天表达才接近正常水平,两组之间存在显著性差异(p<0.01)。表明其GR蛋白下降时间随创伤的严重程度增加而低表达水平持续时间延长。
     结论:
     1.老年患者术前心肺功能2级以上、营养不良、高血压病、糖尿病、神志异常、肾功能不全、电解质紊乱、手术大、术中出血量多及手术耗时过长是手术后出现死亡及并发症的主要原因。术前正确评估患者生理及手术方面存在的风险,并积极调整其生理状态或者改变手术方式,是避免出现术后并发症及死亡的重要措施。
     2.DORSSSP是老年患者术前风险评估的重要工具,针对其开发的软件在windows系统下运行稳定,临床上使用方便、快捷;经临床回顾性研究发现能够很好的预测术后并发症和死亡率,与APCHEⅡ、POSSUM评分系统相比具有评估指标少、容易获得、计算简便、预测准确、可操作性强等优点。
     3.应用DORSSSP评分系统评估出具有较高手术风险的老年患者实施手术损害控制后,明显降低了术后并发症及死亡率的发生,与POSSUM、P-POSSUM和APACHEⅡ评分系统比较有很好的一致性,前瞻性研究显示三种手术风险评分系统均存在一定的误差,所以该评分系统仍然要随着外科学的发展不断更新。
     4.老年人手术风险评分与围手术期应激引起的外周血白细胞GR及T淋巴细胞亚群变化存在明显的相关性,术前评分高的老年患者术后GR表达呈持续低水平,CD3、CD4在低水平持续时间更长,CD4/CD8下降更加明显,术后发生并发症的几率明显增加。通过术前的风险评分结合手术前后外周血GR和T淋巴细胞亚群的变化,能够更好的预测手术后并发症和死亡的发生率,为临床上治疗老年高风险患者提供指导。
     5.损害控制性手术的实施能够改善老年大鼠的生理状态,以最简单、微创、快速的方法稳定骨折断端,早期有效的液体复苏,减少术中出血,提高了外周血白细胞GR的表达,降低了局部炎性介质向血浆内的释放,避免了“瀑布样效应”的发生,从而降低了老年大鼠死亡率和发生并发症的比率,该方法是治疗老年大鼠多发伤的有效措施,为临床救治老年多发伤患者提供了有利的证据。
Research background: As a special kind of trauma, surgical procedures has been receiving more and more attentions. With the increasing of age, human organ function gradually decayed. For those with chronic internal diseases, the operation tolerance is more decreased. This problem makes it difficult for clinician, patients and their families to decide whether or not to have operation. So the problem on disclaiming operation therapy or having operation till the patient’s physiological function gets properly adjusted, routine operation or damage control operation, which of them should be carried out, remains to be a critical clinical issue to be resolved urgently.
     The concept of damage control and its related techniques originated from the abdominal surgery. If the abdominal viscera get severely damaged, it is impossible to get one-stage operation. The step-by-step operation strategy is adopted to avoid the irreversible stage of physiological functions caused by mass hemorrhage or others. So it should make the same sense while we are tackling with senile patient in orthopedics. Damage control operation is a relative secure and receptive therapeutic measure for those with poor organ function reserve, low tolerance to routine operation and easy facility to complications or even mortality perioperatively. Not all senile patients should take damage control operation and indications are needed to make selection on direct routine operation, damage control operation and sometimes the operation still can not be accomplished with damage control.Therefore, an operation risk scoring system for senile patient in orthopedics need to be established to make objective evaluation to reduce perioperative complications or mortalities when taking damage control operation.
     Objective:1.To find risk factors influencing perioperative complications or mortalities of senile patients in orthopedics. 2. Reference the method of APACHE and POSSUM scoring system to establish Daping orthopedics operation risk scoring system for senile patients and to develop an associated scoring system software for retrospective study. 3.To make prospective study with this software and take damage control operation on patients with high risk factors.4.To explore the perioperative relevance among operation risk scoring system, stress reaction of senile patients and postoperative complications. 5. To establish senile rat model with multiple injury and get fundamental research basis for damage control operation so as to improve survival rate and reduce perioperative complications.
     Methods: 1. Screening for risk factors: to design and make registration forms about the inpatients’detailed information. data of 760 senile patients after operation in our orthopaedics department in the recent 7 years were filled into the forms and retrospectively studied. The experimental group included those with mortality or complications while the control group included those having no complications. Statistical analysis was made and the possible correlated risk factors and those having effect on postoperative prognostications were screened out. 2. Weight assignment was given to each risk factor according to statistical analysis and Daping orthopedics operation risk scoring system for senile patient (DORSSSP)was established with its related software developed. Retrospective study on this software was taken to 260 senile patients with fractures of hip and the software potency for prognostication was observed. 3. Prospective study of 100 senile patients in the department of orthopaedics was undertaken with this software, operation damage control strategies were carried out on patients with high risk factors and the information about their postoperative prognostications was recorded at the same time. 4. Twenty senile patients were scored preoperatively with DORSSSP and divided into A and B groups according to the score. Haemospasia at different postoperative phases were taken to detect the expression of GR protein and the diversification of T lymphocyte subpopulation. The correlation among preoperative scores, postoperative stress and poor prognosis was observed. 5.To establish senile rat model with multiple injuries and observe diversification of inflammatory cytokines such as IL-6, TNF-αand IL-10 in peripheral blood. The expression of GR protein on leukocytes was also detected to evaluate the therapeutic effect of operation damage control on rats with multiple injuries.
     Results: 1. Among the 760 senile patients, the complications rate and the mortality rate was 56.7%, 2.1% respectively, and 23.3% of them had 1 or more complications. After statistical analysis we found that heart and pulmonary function were above grade 2, malnutrition, hypertension, diabetes, mind abnormality, renal inadequacy, electrolyte disturbance, big operation trauma, mass hemorrhage during operation and excessive operation time were main causes of poor postoperative prognostications.
     2. Weight assignment was given to each factor after statistical analysis based on the prior part of work and DORSSSP was initially established (table2-1). The related software had been proved to run fast and stably on windows operating system. Retrospective study on 260 senile patients with hip fracture was taken with this software. There were 100 cases in low-risk group with score of 12.5±0.8 and no mortality was reported in their duration of hospital. While 10 cases had complications;there were 80 cases in mid-risk group with score 17.6±2.2,no mortality and 21 patients having complications;there were 50 cases in high-risk group with score 23.3±2.9, 2 mortalities and 27 patients having complications. For the ex-high-risk group we got 30 cases with score 33.8±4.7, 4 mortalities and 26 patients having complications in their duration of hospital. A total of 92 cases were predicted to have complications with DORSSSP. With POSSUM, 119 cases had complications with the actual number of 84.With mortality DORSSSP got the result of 9 cases, while P-POSSUM 10 cases and APACHEⅡ12 cases, the actual number was 6.
     3. Operation damage control was taken for those in both high-risk and ex-high-risk group with DORSSSP. On these patients’first day of admission, physiology score (PS) was from 12 to 42 with average of 21.4±6.7 and operation risk score (OS) was from 12 to 24 with average of 15.2±4.5. The preoperative PS was from 12 to 30 with average of 18.3±6.2,while OS was from 5 to 18 with average of 9.1±3.4. The complication incidence was 46% with mortality rate of 11% according to the prediction based on PS and OS and operation schedule. After operation damage control, the predicted rate of complication cases was 34% with mortality of 5%. With the preoperative prediction using POSSUM and P-POSSUM, the complication rate and mortality rate was 39%, 6%respectively. For APACHEⅡthe predicted mortality rate was 8% while the actual complication rate was 32% and mortality rate 3%.
     4. One patient appeared complication in group A, three patients presented complications and one patient died in group B. The peripheral blood GR protein expression of senile patients decreased to different extent. In group A, GR protein was decreased and reached the the lowest point on the first day after surgery .Though GR expression increased later, it was significantly lower than the preoperative level(p<0.01)until the 7th day, Restore normal till 14th day.In group B, GR protein was also decreased and reached the lowest point on the first day, lower than the preoperative level until the 14th day. There was significant difference between the two groups(p<0.01), which meant the prolonged low level expression of GR protein was statistically associated with DORSSSP. For the diversification of T lymphocyte subpopulation, CD3 and CD4 levels of two groups got significantly lower than the preoperative ones (P<0.05) on the 1st ,3rd and 5th day with the level of the first day lowest. CD3 and CD4 levels increased on the 5th day. For group A, CD3 and CD4 expression returned to their normal level on the 7th day while group B stayed at a relatively low level. CD8 level from the 1st , 3rd and 5th day detection showed decrease in group A after surgery while it increased in group B. In conclusion, CD3 and CD4 expression decreased shortly after surgery and returned to their normal value on the 7th day from its lowest point on the 1st day. With DORSSSP score the higher, CD3 and CD4 expression decrease the more and return to their normal value the slower. 5. Results of IL-6, IL-10 and TNF-αdiversification in blood plasma of senile rat with multiple injuries: IL-6, IL-10 and TNF-αlevel sharply increased to their peak on the 1st day after trauma and was significantly different from the control group(P<0.001).The fall-off tendency of IL-6, IL-10 and TNF-αwas more significant in group C than in group B. On the 14th day, group C almostly got the normal level while group B stayed at a fairly high level which indicated a significant difference between them(P<0.05). Results of GR protein expression on leucocytes in senile rat: Peripheral blood decreased to different extent after surgery trauma. GR expression in group C decreased on the first day and reached the lowest point on the 5th day. The expression got higher later,but it was still lower than its preoperative level(p<0.01)until the 14th day. GR expression in group B reached the lowest point on the 7th day and didn’t return to its preoperative level till the 14th day(p<0.01). Low level expression of GR protein may be prolonged in relation to the trauma severity.
     Conclusions:
     1. Heart and pulmonary function above grade 2, malnutrition, hypertension, diabetes, mind abnormality, renal inadequacy, electrolyte disturbance, big operation trauma, mass hemorrhage during operation and excessive operation time are main causes of poor postoperative prognostications for senile patients. Using PS and OS to evaluate the possible danger and positively adjusting their physiological functions state or altering operation modus are important measures to avoid postoperative complications and mortalities.
     2. DORSSSP can work as an important preoperative risk assessment tool for senile patients and our software based on it can run stably on windows operating system. It is convenient and fast in clinical and can well predict postoperative complication and mortality rate in our clinical retrospective study. It is easier to obtain, simpler to calculate with less indexes and can predict more accurately than APCHEⅡa nd POSSUM scoring system.
     3. Operation damage control was taken to those senile patients with high relatively surgery risk score under DORSSSP evaluation and this can significantly reduce incidence of postoperative complications and mortalities.DORSSSP showes good consistency with POSSUM, P-POSSUM and APACHEⅡscoring system. Though there was prediction error in these three operation risk scoring systems, the system could get better with the renewal of surgery knowledge.
     4. Changes of GR protein expression on peripheral blood leucocytes and T lymphocyte subpopulation diversifications have conspicuous correlations with the operation risk scoring and perioperative stress of senile patients. For those senile patients with high preoperative score, GR protein expression stays at a persistent low level while the low level expression time of CD3 and CD4 is even longer. CD4/CD8 expression decreases quite significantly and the probability of postoperative complication remarkably increases. Through DORSSSP plus GR protein expression on peripheral blood leucocytes and T lymphocyte subpopulation diversifications, we can better predict the incidence rate of postoperative complications and mortalities and use this as a clinical therapy guide for senile patients with high risks.
     5. The practice of operation damage control could improve senile rats’physiological function state. Simple, micro-invasive and fast measures to stabilize bone fracture,early effective liquid transfusion resuscitation and less hemorrhage in the operation can improve GR protein expression on peripheral blood leucocytes , reduce the release of local inflammatory cytokines into blood and avoid the happening of waterfall effect. The postoperative complication and mortality rate of senile rats could get effectively decreased. In conclusion, operation damage control is validly effective for senile rats with multiple injuries and this can provide us favourable clinical evidence for senile patients with the same trauma in orthopaedics.
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