中国科技金融的体系构建与政策选择
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摘要
在经济全球化的今天,中国的经济社会发展开始发生重大的战略转变,将从资源粗放型的增长方式逐步向资源集约化的增长方式过渡,而在这个过程中扮演关键角色的就是科学技术的进步。科技的进步,包括了科技创新的活跃、科技成果的产生、转化和产业化,所有的过程要求金融体系强有力的支撑。世界范围内的实践表明,科技与金融合作是促进科技开发、成果转化、促进高新技术产业发展的基本需要。良好的金融安排和金融服务,是提高科技创新能力的基础和保障。
科技金融正是在这样一种背景下产生和发展起来的。科技金融体系是促进科技开发、成果转化和高新技术产业发展的一系列金融工具、金融制度、金融政策与金融服务的系统性、创新性安排,是由向科学与技术创新活动提供金融资源的企业、市场、社会中介机构(银行、证券、保险及金融中介等各种金融主体)及其在科技创新融资过程中的行为活动共同组成的一个体系,是国家科技创新体系和金融体系的重要组成部分。
科技金融体系是一个复杂的系统,它包括了若干个子系统。建立在静态基础上的传统经济学不适用于讨论科技金融体系的历史演化及发展规律。因此,本文引入了演化经济学作为分析的理论基础,在充分探讨科技金融体系发展一般规律的基础上,试图找到科技金融体系发展的趋势,为科技金融体系的建设提出有针对性的对策建议。同时,在武汉东湖新技术开发区获批国家自主创新示范区的背景下,结合东湖高新区目前科技金融体系的现状,分析存在的问题,为东湖高新区构建完善的科技金融体系提出政策建议。
本文共分为七章。第一章介绍了演化经济学在发展历程、基本概念及研究方法,形成整篇论文的理论基础。第二章阐述中国科技金融体系演化的历史轨迹,回顾中国科技金融体系的发展历程。第三章引入演化经济理论,并在此基础上分析了中国科技金融体系演化的经济逻辑。第四章以科技开发贷款的发展历程为典型化事实,运用演化经济学中采纳与扩散的方法,对科技金融体系的发展进行了理论与实证分析。第五章在上述分析的基础之上探讨了科技金融体系演化的未来趋势。第六章就科技金融体系的发展提出了战略构想与政策安排。第七章则以武汉东湖新技术开发区为例,分析了在其建设国家自主创新示范区的过程中如何构建完善的科技金融体系,支持高新技术产业的发展。
Under the Tendency of economic globalization, China's economic and social development began major strategic shift of resources from the extensive growth mode gradually increase to the resource intensive way of transition, and in this process, progress of scienc and technology plays a key role in the course. Advances in technology, including technological innovation active, science and technology achievements of the generation, transformation and industrialization, all the process requires a strong financial system support. Around the world practice shows that the technological and financial cooperation is to promote technological development and achievements, to promote the development of the basic needs of high-tech industries. Sound financial arrangements and financial services which is the foundation of scientific and technological innovation.
Technology finance is created and developed in such a context. Technology fianace system is systematic and innovative arrangement of financial tools, financial systems, financial policies and financial services,which is to promote technological development, the transformation and development of a series of high-tech industries, it is a system which is composed of enterprises,market, social intermediary institutions (banks, securities, insurance and other financial bodies and financial intermediaries) and activities during the course of technological financing. It is the important part of national science and technology innovation system and financial system.
Technology financial system is a complex system, which includes a number of sub-systems. Traditional Economics based on a static foundation does not apply to discuss the historical evolution of the financial system and development rules. Therefore, this article introduces the theory of evolutionary economics as an analytical basis, trying to find the rules of technology finance evolution, and provide countermeasures and suggestions. Meanwhile, in the Wuhan East Lake New Technology Development Zone approved demonstration area of national ownership context of innovation, combined status of the current technology and financial systems in the East Lake High-tech Zone, analysis of problems and make policy recommendations.
This dissertation is divided into seven chapters. The first chapter is a introduction of Evolutionary Economics, which is the foundation of the dissertation. ChapterⅡis of the history evolution of China's technology financial system. ChapterⅢintroduces the evolution of economic theory and anlysis the economic logic of technology finance evolution. In ChapterⅣ,technology-development loan for the stylized fact that the development process, the use of evolutionary economics in the adoption and diffusion of methods, the development of technology financial systems theory and empirical analysis. In ChapterⅤ,on the basis of the above analysis, discusses the evolution of future technology trends in the technology finance system. Chapter VI proposed strategic thinking and policy arrangements. ChapterⅦDeriving from Wuhan East Lake New Technology Development Zone, for example, analyzes how to build a sound financial system technology during the course of its nation-building process of national demonstration area.
科技金融正是在这样一种背景下产生和发展起来的。科技金融体系是促进科技开发、成果转化和高新技术产业发展的一系列金融工具、金融制度、金融政策与金融服务的系统性、创新性安排,是由向科学与技术创新活动提供金融资源的企业、市场、社会中介机构(银行、证券、保险及金融中介等各种金融主体)及其在科技创新融资过程中的行为活动共同组成的一个体系,是国家科技创新体系和金融体系的重要组成部分。
科技金融体系是一个复杂的系统,它包括了若干个子系统。建立在静态基础上的传统经济学不适用于讨论科技金融体系的历史演化及发展规律。因此,本文引入了演化经济学作为分析的理论基础,在充分探讨科技金融体系发展一般规律的基础上,试图找到科技金融体系发展的趋势,为科技金融体系的建设提出有针对性的对策建议。同时,在武汉东湖新技术开发区获批国家自主创新示范区的背景下,结合东湖高新区目前科技金融体系的现状,分析存在的问题,为东湖高新区构建完善的科技金融体系提出政策建议。
本文共分为七章。第一章介绍了演化经济学在发展历程、基本概念及研究方法,形成整篇论文的理论基础。第二章阐述中国科技金融体系演化的历史轨迹,回顾中国科技金融体系的发展历程。第三章引入演化经济理论,并在此基础上分析了中国科技金融体系演化的经济逻辑。第四章以科技开发贷款的发展历程为典型化事实,运用演化经济学中采纳与扩散的方法,对科技金融体系的发展进行了理论与实证分析。第五章在上述分析的基础之上探讨了科技金融体系演化的未来趋势。第六章就科技金融体系的发展提出了战略构想与政策安排。第七章则以武汉东湖新技术开发区为例,分析了在其建设国家自主创新示范区的过程中如何构建完善的科技金融体系,支持高新技术产业的发展。
Under the Tendency of economic globalization, China's economic and social development began major strategic shift of resources from the extensive growth mode gradually increase to the resource intensive way of transition, and in this process, progress of scienc and technology plays a key role in the course. Advances in technology, including technological innovation active, science and technology achievements of the generation, transformation and industrialization, all the process requires a strong financial system support. Around the world practice shows that the technological and financial cooperation is to promote technological development and achievements, to promote the development of the basic needs of high-tech industries. Sound financial arrangements and financial services which is the foundation of scientific and technological innovation.
Technology finance is created and developed in such a context. Technology fianace system is systematic and innovative arrangement of financial tools, financial systems, financial policies and financial services,which is to promote technological development, the transformation and development of a series of high-tech industries, it is a system which is composed of enterprises,market, social intermediary institutions (banks, securities, insurance and other financial bodies and financial intermediaries) and activities during the course of technological financing. It is the important part of national science and technology innovation system and financial system.
Technology financial system is a complex system, which includes a number of sub-systems. Traditional Economics based on a static foundation does not apply to discuss the historical evolution of the financial system and development rules. Therefore, this article introduces the theory of evolutionary economics as an analytical basis, trying to find the rules of technology finance evolution, and provide countermeasures and suggestions. Meanwhile, in the Wuhan East Lake New Technology Development Zone approved demonstration area of national ownership context of innovation, combined status of the current technology and financial systems in the East Lake High-tech Zone, analysis of problems and make policy recommendations.
This dissertation is divided into seven chapters. The first chapter is a introduction of Evolutionary Economics, which is the foundation of the dissertation. ChapterⅡis of the history evolution of China's technology financial system. ChapterⅢintroduces the evolution of economic theory and anlysis the economic logic of technology finance evolution. In ChapterⅣ,technology-development loan for the stylized fact that the development process, the use of evolutionary economics in the adoption and diffusion of methods, the development of technology financial systems theory and empirical analysis. In ChapterⅤ,on the basis of the above analysis, discusses the evolution of future technology trends in the technology finance system. Chapter VI proposed strategic thinking and policy arrangements. ChapterⅦDeriving from Wuhan East Lake New Technology Development Zone, for example, analyzes how to build a sound financial system technology during the course of its nation-building process of national demonstration area.
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