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A bound for the eigenvalue counting function for Krein-von Neumann and Friedrichs extensions
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For an arbitrary open, nonempty, bounded set a01" title="Click to view the MathML source">Ω⊂Rn, n∈N, and sufficiently smooth coefficients e7e787bf1213b235b01262b51" title="Click to view the MathML source">a,b,q, we consider the closed, strictly positive, higher-order differential operator e552fc970147260c5d" title="Click to view the MathML source">AΩ,2m(a,b,q) in L2(Ω) defined on a0e6590734e640a190aac9f6c74">View the MathML source, associated with the differential expression
e72">View the MathML source
and its Krein–von Neumann extension 9b5ae4f9caee6dda0d791f" title="Click to view the MathML source">AK,Ω,2m(a,b,q) in L2(Ω). Denoting by 9b5ac8934320" title="Click to view the MathML source">N(λ;AK,Ω,2m(a,b,q)), bd15ec619da6e5887571a78720" title="Click to view the MathML source">λ>0, the eigenvalue counting function corresponding to the strictly positive eigenvalues of 9b5ae4f9caee6dda0d791f" title="Click to view the MathML source">AK,Ω,2m(a,b,q), we derive the bound
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where e5" title="Click to view the MathML source">C=C(a,b,q,Ω)>0 (with bdc5bc08b8e48a3a" title="Click to view the MathML source">C(In,0,0,Ω)=|Ω|) is connected to the eigenfunction expansion of the self-adjoint operator View the MathML source in bd6d975b045fb410d215a3c8a761dd6" title="Click to view the MathML source">L2(Rn) defined on a08ca5c2aa4866bc01139f4d46b" title="Click to view the MathML source">W2m,2(Rn), corresponding to τ2m(a,b,q). Here vn:=πn/2/Γ((n+2)/2) denotes the (Euclidean) volume of the unit ball in e5ee4c2a0c93f5c7dd08d47" title="Click to view the MathML source">Rn.

Our method of proof relies on variational considerations exploiting the fundamental link between the Krein–von Neumann extension and an underlying abstract buckling problem, and on the distorted Fourier transform defined in terms of the eigenfunction transform of bddf196643438789af1b5a5fb">View the MathML source in bd6d975b045fb410d215a3c8a761dd6" title="Click to view the MathML source">L2(Rn).

We also consider the analogous bound for the eigenvalue counting function for the Friedrichs extension AF,Ω,2m(a,b,q) in L2(Ω) of e552fc970147260c5d" title="Click to view the MathML source">AΩ,2m(a,b,q).

No assumptions on the boundary ∂Ω of Ω are made.

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