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内蒙古草原区牧户草畜平衡决策行为的研究
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摘要
内蒙古草原面积约8.67x107hm2,在确保区域乃至今全国的生态、经济建设及社会稳定等方面都发挥着重要作用,但受到超载过牧、气候变化等因素综合影响,草原退化严重,草畜矛盾突出。草原退化问题已引起社会各界的普遍关注。其中,草畜平衡被列为草原保护的三大措施之一,其目的是建立合理的载畜量标准,合理利用草原资源,实现草原畜牧业的可持续发展。但越来越多研究发现,草畜平衡政策在实行过程中,由于牧户的不理解、不配合或消极抵制,实行效果不尽如人意,为什么生态效益和经济效益兼顾的草畜平衡政策会出现失灵?牧户作为牧区畜牧业生产的微观主体,是畜牧业以及牧区经济中最基本的决策单元,是国家生态保护和建设政策的直接实践者,其决策行为直接决定畜牧业活动如何开展,因此,从家庭牧场尺度出发,剖析牧户草畜平衡决策过程及行为,及草畜平衡失效的原因和内在机制成为解决草原退化和草畜矛盾的关键突破口。
     本文以分别地处内蒙古草甸草原、典型草原和荒漠草原的典型旗县新巴尔虎左旗县、锡林浩特市和苏尼特右旗为研究区域,以其中的典型牧户为研究对象,借助生态学、经济学、社会学等多学科知识,结合野外试验法、问卷调查法、情景实验法和模型模拟法,对牧户草场生态状况、牧户草畜平衡决策行为特征及其背后的推动因素,以及牧户接羔、草场流转、出售牲畜、购买饲草料等关键行为节点的影响因素进行了分析,主要结果如下:
     (1)不同经济水平的牧户草场生态状况呈现趋同及牧户存在调整适应行为
     根据在荒漠草原2011-2012年连续两年野外试验数据,不同经济水平牧户草场主要物种(小针茅、多根葱和无芒隐子草)的高度、盖度、密度、主要植物种群及主要物种地上生物量都在不同处理区之间出现同程度地差异不显著(P>0.05);不同经济水平牧户草场土壤机械组成中0-10cm土层砂粒(1-0.05mm)含量呈现:低经济水平处理区>高经济水平处理区>对照>中经济水平处理区;0-10cm、10-20cm和20-30cm土层土壤全氮、全磷、全钾、速效氮、速效磷、速效钾亦在高、中、低经济水平处理区和对照区之间亦出现不同程度地差异不显著(P>0.05),不同经济水平牧户草场状况出现趋同。
     根据上述不同经济水平牧户草场出现趋同结果,结合长期牧区调研发现,不同经济水平牧户流转草场、购买饲草料等能力存在分异,如低经济水平牧户(很多是贫困户)一般牲畜较少,而草场载畜率相对较低,但是由于经济等方面原因没有能力围栏,草场经常被相邻的牲畜大户或无草场户有意或无意占用;而高经济水平牧户则因为经济水平高、社会关系多,会采取租借草场、走场等措施,甚至通过购买草料等来减缓自家草场的放牧压力,同时保持牲畜头数的稳定或持续扩大,因此出现低经济水平牧户草场的实际载畜率不一定低,高经济水平牧户草场的实际载畜率不一定高,正是牧户在实际草畜平衡决策过程中,长期的、不同的调整适应行为,使得不同经济水平牧户草场生态状况趋同。
     (2)牧户及其草畜平衡决策行为属有限理性
     受到多种文化传统、民族习惯、市场、自然环境等内外因素综合影响,牧户行为个体及其在接羔、草场流转、出售牲畜、购买饲草料等草畜平衡关键节点决策行为上属“有限理性”,其中,风险规避是牧户畜牧业生产决策行为的最基本特征,但在面对风险状态下,牧户行为仍会表现出风险偏好特征;在面对草场和牲畜问题时,牧户表现出明显的禀赋效应和损失厌恶,在接羔行为决策上,牧户则容易受到周围亲戚、朋友等影响,表现出明显的框架效应。
     (3)心理载畜率是影响牧户草畜平衡决策行为的主导因素
     心理载畜率指牧户认为在一定时期内单位草场能够承载的牲畜头数,而且正是牧户的“心理载畜率”实际指导牧户畜牧业生产实践。根据调查数据,在新巴尔虎左旗、锡林浩特市和苏尼特右旗,分别有65.22%、60.71%和49.12%的牧户表示认为自己比2002年喂养的牲畜头数更多;74.42%、78.12%和68.42%的牧户仍然坚持认为自己家草场没有超载,而且被采访的牧户中仍有超过一半的牧户(新巴尔虎左旗51.16%、锡林浩特57.14%和苏尼特右旗63.16%)认为自家的草场能够饲养更多牲畜;而超过70%的牧户(新巴尔虎左旗80.43%、锡林浩特87.50%和苏尼特右旗75.86%)表示在决定是否扩大牲畜规模时,会考虑草场的承载力问题;在新巴尔虎左旗、锡林浩特和苏尼特右旗,调研牧户认为合理载畜率分别是0.75-1.50羊单位/ha、0.60-1.50羊单位/ha和0.50-0.75羊单位/ha,可见受到降水、草地生产力等影响,从草甸草原到典型草原,再到荒漠草原,牧户心理载畜率呈现逐渐下降的趋势。
     (4)牧户草畜平衡关键节点的决策行为受自然、社会等多种因素综合影响
     首先是牧户接羔行为,根据调查数据显示,在新巴尔虎左旗和锡林浩特,暖圈情况被牧户视为影响牧户选择接冬羔或接春羔的首要因素,其次为气候;苏尼特右旗有26%的牧户分别认为草场和经济收入是影响接羔行为的两大首要因素;在新巴尔虎左旗、锡林浩特和苏尼特右旗,则分别有25%、32%和23%的牧户选择饲草料亦是影响牧户接羔行为决策的重要因素。模型模拟结果显示,草原类型、信息可获得性、邻居的接羔行为对牧户的接羔时间选择均有不同程度的显著影响。
     其次是牧户草场流转行为,在三个典型旗县,牲畜、草场和气候均被视为牧户.决定是否租借草场、走场等草场流转行为的三大首要因素。模型估计显示,在三大草原类型区,家庭纯收入与牧户草场流转行为之间存在显著正相关,交通便利程度亦显著影响牧户草场流转行为,并且牧户民族属性与牧户草场流转决策行为之间呈负相关;从整个内蒙古草原区看,牧户所处的草地类型、交通便利程度以及牧户民族属性显著影响牧户草场流转决策行为。
     第三是牧户出售牲畜行为,在新巴尔虎左旗、锡林浩特和苏尼特右旗,均有超过70%的牧户表示牲畜是影响其出售牲畜决策的首要因素,分别有40%、17%和23%的牧户表示畜产品价格亦是影响其出售牲畜行为的重要因素。根据模型估计,交通便利程度、牧户文化水平及年龄、牲畜存栏数和牧户实际放牧地面积都显著影响牧户牲畜出栏数。
     最后是牧户购买饲草料行为,在研究区域,牲畜、草场、气候均被牧户视为影响购买饲草料行为的关键因素,且顺序为牲畜>草场>气候。模型估计显示,草原类型、打草场面积与牧户购买饲草料行为呈显著正相关;同时,存栏数亦是影响锡林浩特、苏尼特右旗和整个内蒙古草原区牧户购买饲草料行为的重要因素,冬季牲畜存栏数越多,牧户越倾向于多储备饲草料;在整个研究区域中,户主性别与牧户枯草期干草储备量呈负相关,与男性相比,女性则表现出风险规避,倾向于多储备草料。
The grassland area is about8.67×107ha in Inner Mongolia, which plays an vital role in ensuring regionally and nationally economic development and ecological and social stability. However, the grassland is seriously degraded because of overgrazing and climate change. Such problem has caused widespread concern of many people. So the the "balancing animals and grass" policy has been proposed, and the policy aims at establishing a reasonable standard of carrying capacity for the reasonable use of grassland resources to achieve the sustainable development. However, these programs are commonly resisted by herders. Why are the biological policies resisted by herders? Under the Household Contract Responsibility System, the herders are directly responsible for managing these vast and important landscapes for China, and thei decisions have both direct and indirect impact on the balance between animal needs and forage supply. So it is necessary to explore the herders'grass-animal balance decision behavior and the reasons behind it. The study aims to provide the theoretical basis and support for the rational utilization and degraded grassland restoration of Inner Mongolia and even other pastoral areas in China.
     The Xinbaerhu Left Banner, Xilinhot City and Sunite Right Banner were selected as the study area. These three counties are located in meadow steppe, typical steppe and desert steppe regions of Inner Mongolia. The typical herders were selected as the study objects. Based on the knowledge of multidiscipline, such as ecology, economics and sociology, and using the field tests, questionnaire, the scenario experiment and model simulation method, the paper studied the pastures ecological status of herders at different economic levels, herders'grass-animal balance decision-making behavior and the factors affecting the herders'lambing, the lease of grassland, selling livestock and buying forage. The main results are as follows:
     (1) The community convergence of herders'pastures at different economic levels and their adaptability
     The data from filed test in the herders'pastures at different economic levels revealed that the height, coverage intensity, and the aboveground biomass of the dominant species (including Stipa klemenzis, Cleistogenes songorica and Allium polyrhizum) showed convergence at different degrees (P>0.05); as for soil mechanical composition, the soil sand (1-0.05mm) content in0-10cm soil layer was highest at pastures of herders at low economic level; as for the total and available nitrogen, total and available phosphorus, and total and available potassium, their contents in0-10cm,10-20cm and20-30cm soil layer showed convergence at different degrees(P>0.05), respectively. Households of low economic level (LEL) had rented out excess lands and those of high economic level (HEL) had leased their available lands thus resulting uniform utilization and convergence of pastoralist households' pastures across all economic levels.
     According to the results above and long-term investigation, It was found that the herders of different economic levels had different adaptability to adjust the balance between animals and grass:the herders of LEL, mostly of whom are poor, generally have relatively lager areas of rangelands compared with their livestock, and their rangelands are often occupied intentionally or unintentionally with little payment; The herders of middle economic level (MEL) have a most strong desire to breed more livestock, who often protect their own pastures by enclosure, and expand the number of livestock through leasing other herders' rangelands; The herders of HEL choose to lease rangelands,"otor" and buy forage all the year to reduce the grazing pressure of their own pastures, and at the same time, maintain or even increase the number of livestock they own. Therefore, the paper indicated that there existed the adaptive behavior in herders' production behavior, and according to the stocking rates they consider are necessary, the herders often shift their rangelands' gazing pressure by leasing pasture or buying forage. All these long-term behaviors resulted in different herders' pastures vegetation characteristics' homogeneity of different degrees.
     (2) The bounded rationality of herders and their grass-animal balance decision behavior
     Affected by the culture, tradition, habits, markets, and natural environments, the herders and their grass-animal balance decision behavior, such as lambing, the lease of grassland, selling livestock and buying forage, were characterized by significant bounded rationality. And risk aversion was the most basic feature of herders decision behavior, while the herders would still exhibit risk preference under extreme risk; Herders showed significant endowment effect and loss aversion dealing with the problems regarding rangelands and livestock; and they were more likely to be impacted by neighbors and surrounding friends and showed a significant framing effect.
     (3) Mental stocking rate as the key factor affecting herders'grass-animal balance decision behavior
     The mental stocking rate refers to the number of animals that the herders think they can graze on a piece of rangeland over a specified period of time. According to the survey, in Xinbaerhu, Xilinhot and Sunite,65.22%,60.71%and49.12%of respondents admitted that they bred more livestock now than2002, when the "balancing animals and grass" policy was implemented in these three counties. While74.42%,78.57%and68.42%of herders interviewed hold that there was no overstocking on their grasslands, and51.16%,57.14%and63.16%even believed that their rangelands could still graze more livestock. Surprisingly,80.43%,87.50%and75.86%respondents still insisted that they always took into consideration the carrying capacity of grassland when deciding whether to breed more livestock. Interestingly, in the three regions, herders insisted that the necessary and reasonable stocking rates were0.75-1.50sheep unit/ha,0.60-1.50sheep unit/ha, and0.50-0.75sheep unit/ha, respectively. It was obvious that from meadow steppe, the typical steppe to desert steppe, the herders'mental stocking rates showed a gradually declining trend, affected by precipitation and grassland productivity.
     (4) Natural and social factors affecting herders'grass-animal balance decision behavior
     Firstly, the survey data showed that herders of Xinbaerhu and Xilinhot considered the warming sheds as the first and important factor affecting their decisions about winter or spring lambing, followed by the climate; In Sunite,26%of herders interviewed thought that the meadows and economic levels were the main two factors associated with the decision regarding lambing; In Xinbaerhu, Xilinhot and Sunite,25%,32%and23%of the herders hold that forage was also one important factor affecting their lambing behavioral decision, respectively; Multivariate analysis showed that grassland type, access to policy and market information, and the neighbors'lambing decision had significant impacts on the herders'decion behavior about lambing time at different degrees.
     Secondly, in Xinbaerhu, Xilinhot and Sunite, livestock, pastures and climate were considered as the first three primary factors associated with herders'decisions about the lease of grassland; Multivariate analysis revealed that in three counties, the household's economic income was significantly and positively related to the lease of grassland; The transportation also significantly affected the herder's pasture transfer behavior; The ethnical background had a significantly negative impact on the herder's decision-making behavior regarding leasing grassland; and in the grassland regions of Inner Mongolia, the grassland type, transportation and respondent's ethnical background significantly affected the herder's decision-making behavior about the lease of grassland.
     Thirdly, in Xinbaerhu, Xilinhot and Sunite, more than70%of the herders interviewed thought that that livestock was the most important factor that affected their decision behavior with regard to selling livestock;40%,17%and23%of the respondents also said that the prices of animal products were also important factors associated with to the sales of livestock, respectively; and multivariate analysis showed that the transportation, access to policy and market information, the herder's education, the livestock number and the areas of grassland in transfer and the grazing land of household significantly affected the herder's selling livestock.
     Lastly, in Xinbaerhu, Xilinhot and Sunite, the livestock, pastures and climate were deemed as the key factors affecting herder's decision behavior with regard to buying forage, and the order was livestock>pasture>climate; multivariate analysis revealed that the grassland type and meadow area for hay-cutting were significantly and positively related to the herder's buying forage; In Xilinhot, Sunite and the pastoral regions of Inner Mongolia, the livestock number significantly positively affected herder's decision behavior with respect to buying forage; in the pastoral regions of Inner Mongolia, the gender of herder was significantly and negatively correlated with their buying forage. Compared with men, women showed more risk aversion in their behavior, and were more likely to reserve more fodder.
引文
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