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社会认知视域下的课堂会话协商特征研究
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摘要
本研究在二语习得社会认知视域下,以会话分析为工具,对中国英语学习者课堂同伴会话协商特征及其本质进行了探究。研究内容主要包括:协商话步发展特征和分布特征、协商触发源特征以及协商产出特征;各协商特征的归因及各特征对语言实践的影响;同伴协商互动本质及其影响因素;同伴协商互动对语言习得的启示。
     本研究语料来自二十组英语专业学习者三学期内所完成的九次课堂同伴讨论任务的录音录像资料。研究焦点为九次互动任务中的3396项会话协商话步。九次会话语料的转写和编码均依据会话分析原则进行,组间系数为0.87,最大限度地保障了语料的规范性和统一性。会话语料采集完结后的一次问卷调查和八例访谈结果作为讨论部分的辅助语料。语料分析包含定量和定性分析。定量分析指对协商序列各部分分布特征的统计分析,旨在对各特征的量化分析。定性分析主要指对课堂同伴协商的详尽会话分析,意在剖析各协商特征在语言实践中的作用、协商互动本质及其影响因素。对问卷调查和个别访谈的定性分析结果主要用于对协商影响因素的剖析。
     本研究的主要发现涉及协商话步、协商触发源和协商产出特征、各特征形成原因、各特征在语言实践的作用、同伴协商互动本质及其影响因素。
     在协商话步发展及其分布特征方面,本研究发现:会话协商明显存在于九次会话任务中,且随着会话任务的多次开展其频率逐渐升高,但发展频率不等。同伴会话协商常表现为理解核查、证实核查、澄清请求以及“寻求帮助”、和“其它类协商”等五种类型。各协商启发在各次任务中的分布频率不同,证实核查频率最高,澄清请求位居第二,“寻求帮助”第三,“其它类协商”第四,而理解核查频率最低。就协商触发源而言,内容触发源总量位居第一,词汇触发源位居第二,但两者在九次任务中的分布表现不同。其中,在前五次会话任务中,词汇触发语频率均高于内容触发语,但后四次任务中的内容触发语则高于词汇触发语。排在第三位的是词法句法触发语,第五位的是语音触发语。而本研究中新归类的“其它类触发语”也明显存在于每次互动任务中,频率位于第四位,高于语音触发语。在协商产出方面,同伴会话协商常诱导修饰产出和非修饰产出两大类。修饰产出频率并非显著高于非修饰产出,但随着会话任务的逐渐展开修饰产出频率逐渐上涨。从各协商启发模式看,澄清请求和证实核查所诱导的修饰产出频率显然高出其它启发模式。另外,本研究发现,非修饰产出表现为重复触发语、重复启发、修饰失败、转移话题、表达困难等五种形式,具有不同表征。
     本研究发现,同伴互动轻松、自由的本质、二人一组互动形式的特质、互动会话内容的社会认知属性设计、互动会话类型的认知难易程度等是造成课堂同伴会话协商特征的主要原因。
     就同伴会话协商对语言实践的影响而言,本研究发现,会话协商实践可视为种复杂的社会认知源泉,能刺激学习者之间以及学习者与认知环境之间的互动。会话协商给语言学习者提供一种共同参与、相互学习的资源和环境,不仅有助会话任务的顺利完成而且通过讨论、协商、争辩有助学习者社会语言能力、社会互动能力和社会认知能力的共同提高。
     本研究发现,同伴会话协商不仅包含意义协商、形式协商,还蕴含对社会关系、社会价值的协商。为了成功地完成互动任务,参与协商互动,学习者最常使用语码转换、借助身体语言和利用认知工具等策略。此外,语料分析发现四种明显同伴互动形式,它们是合作模式、控制-控制模式、专家-新手模式和专家-专家模式。学习者协商互动本质可表现为共同构建身份,共同参与思维和推理活动以及共同创建互文本和社会文化联系。
     本研究还发现,学习者之间的社会关系、相互的信任程度、语言课堂的环境因素、以及学习者个体的社会文化背景知识等都能在一定程度上影响同伴协商互动在语言习得和认知发展过程的功效。
     本研究认为,对同伴互动会话协商本质的探析有助于从微观层面更好地探究语言学习过程本质,更好地理解语言学习过程中认知、社会行为、认知环境之间的辩证联系。本研究结果对教学实践和研究有如下启示:重视同伴互动课堂语言实践本质、提高学习者对同伴互动有效性认识、合理设计课堂互动任务、加强互动策略培训、建立合作性课堂环境、利用会话分析技巧进行互动探究,以及采纳社会认知视域检测互动参与。
     最后,论文总结了本研究的主要发现,同时指出了本研究的不足之处并对后续同伴会话协商研究提出了建议。
Using the methodological framework of conversation analysis (CA) as a central tool for analysis, this study investigated the features of conversational negotiations in classroom peer interactions by Chinese EFL learners from the sociocognitive perspective. It was aimed at exploring the classroom learner-learner negotiation from four perspectives:the features of learner-learner negotiation in terms of negotiation moves, negotiation triggers and negotiation output; the causes of negotiation features and effects of learner negotiation on language practice; the nature and the influencing factors of learner negotiated interaction for classroom language learning; and the implications of negotiation features for instructional practice and research.
     The research data derived from audio-and-video-recorded interactions of twenty groups of English majors engaging in nine teacher-assigned in-class interactive tasks during three consecutive terms. Data analysis focused on3,396negotiation moves collected from nine interactive tasks during three terms. Schemes of transcribing and coding of data were developed from the principles of CA. The interclass correlation coefficient of0.87guaranteed the normalization and unification of transcription and coding as much as possible. The questionnaire and the interviews provided supplementary and complementary information for data analysis.
     The focus of the conversation analysis was on the relationship between learner-learner negotiation and learning in the process of completing the interactive tasks. The questionnaire responses and the interview data were collected to explore the influencing factors of learner negotiated interaction for classroom language learning.
     The present study produced a number of important findings. With regard to the developmental features of negotiation moves, the study found that conversational negotiation obviously existed in nine teacher-assigned interactive tasks and the frequency of negotiation moves increased over time and across tasks.
     In respect of negotiation initiations, five kinds were found to frequently trigger learner negotiation and had different distribution features in nine tasks. Ranked from high to low in terms of frequency, they were confirmation checks, clarification requests,"Assistance seeking","Others" and comprehension checks. During three terms, the frequency of "Assistance seeking" rose first and descended from Term Two to Term Three. The other four kinds of initiations kept steadily rising tendency. With respect to the negotiation triggers, this study found that content triggers had the highest frequency, lexical triggers the second highest. But they had different developmental tendency among nine tasks, with lexical triggers higher than content triggers in the first five tasks but lower than global triggers in the last four tasks. Morphosyntactic triggers ranked the third, next to it was the pronouncing triggers, which were even lower than the newly-found kind of triggers in this study,"Other-kinds". As to the negotiation output, this study found that two large kinds of negotiation output were often triggered by learner-learner negotiation:modified output and non-modified output. Although the frequency of modified output was not significantly higher than that of non-modified output, the ratio of modified output went on steadily over time and across tasks. Five types of non-modified output were found to be produced by learners in the study:repetition of triggers, repetition of initiations, failure to modify, expression of difficulty and switch to topic, with different features in forms.
     This study has found that the relaxing and free nature of learner-learner interaction, the special form of dyadic group, the social characteristics of the task topics and the cognitive complexity of the interactive tasks were the possible aspects that contributed to the features of learner conversational negotiations.
     In terms of the effectiveness of learner negotiation on language practice, it has been found that negotiation served as a complex sociocognitive resource that enabled learner-learner interactions. During negotiating process, learners effected coordinated interaction, both with their partners and environments, situations, tools, and affordances. Conversation negotiation provided language learners with the cognitive environment where learners obtained potential for the development of learners'competence in engagement, alignment and adaption. Through negotiation, learners completed interactive tasks successfully, and improved their sociolinguistic, sociointeractive and sociocognitive abilities.
     When it comes to the attributes of learner negotiation, results related to learner-learner negotiation showed that, during negotiating process, learners negotiated for meaning, for form, and for social relationships, social identities as well. To succeed in enabling the negotiating process, strategies of code-switching, constructing body language and using cognitive tools were found to be frequently managed by learners. In addition, four distinct patterns of dyadic interaction were found in the current study:the collaborative pattern, the dominant-dominant pattern, the expert-novice pattern and the expert-expert pattern. The entailments of learner-learner negotiated interaction can be reflected from co-construction of identity, co-engagement of thinking and reasoning and co-creation of intertextual and sociocultural connections.
     This study has also found that the social relationships among learners, the collaborative classroom environment and the learners'social and cultural knowledge were found to be the most significant among all the possible factors that influencing the functions of learner negotiated interaction on language acquisition and cognitive development to some extent.
     This study concluded that analysis of the nature of learner negotiation facilitates the exploration of language learning process and promotes the better understanding of the relationship among cognition, social action and the sociocognitive environment. The results would provide implications for instructional practice and research from the dimensions of highlighting the nature of negotiated interaction, raising the learners' awareness of the efficacy of learner negotiated interaction, designing suitable interactive tasks, strengthening interactive strategy training, establishing collaborative classroom environment, using CA for exploration of interaction and improving cognition of learner negotiated interaction from the sociocognitive perspective.
     This dissertation finally presented a summary of the main findings of this study. Proposal was given to use CA for exploration of language learning practice. Limitations of this study and recommendations for future studies were finally presented.
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