跨国创新网络技术外溢机制研究
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摘要
从技术外溢视角,将外商直接投资、进口贸易、出口贸易纳入跨国创新网络这一统一研究框架之中,较为全面系统地研究了我国实施贸易开放、吸纳FDI所引发的技术外溢对经济稳态增长的作用机理;引入国内外研发投入量、人力资本积累水平、贸易开放度、进出口部门要素生产率差异度、出口部门外部性参数等变量,较为系统地探讨了我国吸纳跨国创新网络外溢技术的模式、机理与基本规律。
在分析科技创新全球一体化、全球市场开发与技术整合本质要求、企业学习与创新的虚拟化、创新集群的网络化等跨国创新网络形成背景的基础上,着重探讨了跨国创新网络的内涵与特征。运用创新生态学理论与方法,分析了跨国创新网络生态化过程、结构及特征。从技术标准的产业化、全球科技资源的流动与重组、全球技术标准合作新趋势、IT与网络技术基础结构的完善、区域技术政策的调整等视角,分析了跨国创新网络发展的权变影响因素。
从产业组织理论、经济增长理论视角展开跨国创新网络技术外溢理论分析的基础上,针对跨国创新网络是否存在技术外溢、东道国外溢技术吸收能力等问题进行了实证研究综述。着重探讨了市场竞争、技术示范与模仿、人力资本流动、产业关联等四种跨国创新网络技术外溢模式及其关系机理。针对人力资本对跨国创新网络技术外溢的作用机理,本文从技术吸收能力与人力资本关系、我国人力资本国际化流动新特征、人力资本流动风险类型、人力资本流动风险控制等视角展开了深入研究。
通过分析我国外商直接投资、进口贸易、出口贸易基本概况,分别探讨了三种渠道的技术外溢机理,及外商直接投资技术外溢对经济增长的作用关系、进口贸易技术外溢对经济增长的作用关系、出口贸易技术外溢对经济增长的作用关系。
以Feder模型为基础,探讨了开放经济条件下跨国创新网络人力资本、国内研发、国外研发技术外溢影响经济增长的内在机理,及外商直接投资的技术外溢效应。基于Coe-helpman的技术外溢模型,分别验证了进口贸易作为国外研发技术溢出的主要物化渠道对国内研发的溢出效应,以及出口部门通过跨国创新网络对非出口部门的技术外溢效应。
通过总结我国吸纳跨国创新网络外溢技术的条件、借鉴其它国家与地区吸纳跨国创新网络人力资本的经验,从国家层面提出了促进各种形式科技创新良性互动的政策建议。在探讨跨国创新网络技术外溢产业政策基础上,给出了我国吸纳海外人力资本回流、控制人力资本外流的政策建议。最后,从企业层面提出了我国企业积极参与跨国创新网络技术标准化合作、以我为主积极利用全球科技资源、强化知识共享型海外研发人力资本管理的策略建议。
By introducing foreign direct investment and international import export trade to multinational innovation network based on technology spillover, this dissertation researched the relationship between the technology spillover from open trade and foreign direct investment and the steady economic growth, and discussed the mechanism of Chinese absorbing the technology spillover from multinational innovation network by introducing the variables of dometic research and development (R&D), international R&D, accumulation of human capital, open trade, the productivity difference between the export sector and the domestic sector, positive externality of the export sector.
This dissertation researched the meaning and characteristics of multinational innovation network by discussing the background which is the globality of science and technology innovation, the pivotal need of global market development and technology combination, the virtualization of firm's study and innovation, networking of innovation cluster. The methodology of innovation ecosystem was used to explain the ecological progress and structure of multinational innovation network. The affecting factor of multinational innovation network included industrialization of technology standard, the fluxion and recombination of global science and technology sources, the new trend of technology standard cooperation, the progress of IT and network technology.
Empirical researches were reviewed about technology spillover and host country's absorptive capability by analyzing industrial organization theory and economic growth theory. The modes of technology spillover of multinational innovation network consist of market competition, technology demonstration and imitation, human capital flow, inter-industry linkage. In order to research the relationship between technology spillover of multinational innovation network and human capital, the dissertation discussed the relationship between human capital and technology absorptive capability, the new characteristics of Chinese human capital flow, the risk and its control methods of Chinese human capital flow.
By analyzing the general situations of Chinese FDI, import export trade, this dissertation explored the mechanism of technology spillover of FDI, import export trade and the relationships between technology spillover and economic growth.
Based on Feder model, this dissertation discussed the inner mechanism of technology spillover of FDI, import export trade and the impacts on economic growth of human capital, domestic R&D and the technology spillover effects of foreign R&D in an open economy. By building up a model of Coe-helpman endogenous technical spillover, this dissertation verified the impact of imports, as the major channel of foreign R&D spillover, on the domestic research and development, and it also examined the technology spillover effects of export sectors on the non-export sectors through innovation transnational network.
This dissertation put forward some policy suggestions to promote all kinds of science and technology innovation by summarizing Chinese conditions of absorbing spillover technology from multinational innovation network, using for reference experience of other countries and regions of absorbing human capital from multinational innovation network. Based on discussing industrial policies to promote and absorb spillover technology from multinational innovation network, this dissertation gave some policy suggestions about absorbing the refluence of overseas human capital and controlling the spillover of domestic human capital. Finally, Some strategic suggestions of actively taking part in cooperation of global technology standardization, voluntarily recombining golobal science and technology sources, optimizing management of overseas knowledge-sharing R&D human capital were put forward from firm's view.
在分析科技创新全球一体化、全球市场开发与技术整合本质要求、企业学习与创新的虚拟化、创新集群的网络化等跨国创新网络形成背景的基础上,着重探讨了跨国创新网络的内涵与特征。运用创新生态学理论与方法,分析了跨国创新网络生态化过程、结构及特征。从技术标准的产业化、全球科技资源的流动与重组、全球技术标准合作新趋势、IT与网络技术基础结构的完善、区域技术政策的调整等视角,分析了跨国创新网络发展的权变影响因素。
从产业组织理论、经济增长理论视角展开跨国创新网络技术外溢理论分析的基础上,针对跨国创新网络是否存在技术外溢、东道国外溢技术吸收能力等问题进行了实证研究综述。着重探讨了市场竞争、技术示范与模仿、人力资本流动、产业关联等四种跨国创新网络技术外溢模式及其关系机理。针对人力资本对跨国创新网络技术外溢的作用机理,本文从技术吸收能力与人力资本关系、我国人力资本国际化流动新特征、人力资本流动风险类型、人力资本流动风险控制等视角展开了深入研究。
通过分析我国外商直接投资、进口贸易、出口贸易基本概况,分别探讨了三种渠道的技术外溢机理,及外商直接投资技术外溢对经济增长的作用关系、进口贸易技术外溢对经济增长的作用关系、出口贸易技术外溢对经济增长的作用关系。
以Feder模型为基础,探讨了开放经济条件下跨国创新网络人力资本、国内研发、国外研发技术外溢影响经济增长的内在机理,及外商直接投资的技术外溢效应。基于Coe-helpman的技术外溢模型,分别验证了进口贸易作为国外研发技术溢出的主要物化渠道对国内研发的溢出效应,以及出口部门通过跨国创新网络对非出口部门的技术外溢效应。
通过总结我国吸纳跨国创新网络外溢技术的条件、借鉴其它国家与地区吸纳跨国创新网络人力资本的经验,从国家层面提出了促进各种形式科技创新良性互动的政策建议。在探讨跨国创新网络技术外溢产业政策基础上,给出了我国吸纳海外人力资本回流、控制人力资本外流的政策建议。最后,从企业层面提出了我国企业积极参与跨国创新网络技术标准化合作、以我为主积极利用全球科技资源、强化知识共享型海外研发人力资本管理的策略建议。
By introducing foreign direct investment and international import export trade to multinational innovation network based on technology spillover, this dissertation researched the relationship between the technology spillover from open trade and foreign direct investment and the steady economic growth, and discussed the mechanism of Chinese absorbing the technology spillover from multinational innovation network by introducing the variables of dometic research and development (R&D), international R&D, accumulation of human capital, open trade, the productivity difference between the export sector and the domestic sector, positive externality of the export sector.
This dissertation researched the meaning and characteristics of multinational innovation network by discussing the background which is the globality of science and technology innovation, the pivotal need of global market development and technology combination, the virtualization of firm's study and innovation, networking of innovation cluster. The methodology of innovation ecosystem was used to explain the ecological progress and structure of multinational innovation network. The affecting factor of multinational innovation network included industrialization of technology standard, the fluxion and recombination of global science and technology sources, the new trend of technology standard cooperation, the progress of IT and network technology.
Empirical researches were reviewed about technology spillover and host country's absorptive capability by analyzing industrial organization theory and economic growth theory. The modes of technology spillover of multinational innovation network consist of market competition, technology demonstration and imitation, human capital flow, inter-industry linkage. In order to research the relationship between technology spillover of multinational innovation network and human capital, the dissertation discussed the relationship between human capital and technology absorptive capability, the new characteristics of Chinese human capital flow, the risk and its control methods of Chinese human capital flow.
By analyzing the general situations of Chinese FDI, import export trade, this dissertation explored the mechanism of technology spillover of FDI, import export trade and the relationships between technology spillover and economic growth.
Based on Feder model, this dissertation discussed the inner mechanism of technology spillover of FDI, import export trade and the impacts on economic growth of human capital, domestic R&D and the technology spillover effects of foreign R&D in an open economy. By building up a model of Coe-helpman endogenous technical spillover, this dissertation verified the impact of imports, as the major channel of foreign R&D spillover, on the domestic research and development, and it also examined the technology spillover effects of export sectors on the non-export sectors through innovation transnational network.
This dissertation put forward some policy suggestions to promote all kinds of science and technology innovation by summarizing Chinese conditions of absorbing spillover technology from multinational innovation network, using for reference experience of other countries and regions of absorbing human capital from multinational innovation network. Based on discussing industrial policies to promote and absorb spillover technology from multinational innovation network, this dissertation gave some policy suggestions about absorbing the refluence of overseas human capital and controlling the spillover of domestic human capital. Finally, Some strategic suggestions of actively taking part in cooperation of global technology standardization, voluntarily recombining golobal science and technology sources, optimizing management of overseas knowledge-sharing R&D human capital were put forward from firm's view.
引文
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