郑州市邮储审计项目信息系统开发研究
摘要
审计管理系统是郑州市邮储在办公智能化管理现代化为指导的软件体系建设规划的一个不可或缺的组成模块,因此邮储做出了重大投资,邮储规划开发处从招投标到软件生产过程以及后续实施维护都严格按照国际管理标准进行质量控制,从某种意义上讲,本文是以郑州市邮储开发规划处制定的过程管理里程碑事件为线索进行阐述的,主要研究了审计管理项目详细开发过程,以及产品实施上线及后续维护的完整生命周期。
审计管理系统是对邮储日常审计业务的一种抽象,以邮储日常审计管理业务为依据,审计管理系统把便于审计操作人员建立清晰工作思路、简捷操作为目标,对复杂的日常工作进行分析、归纳,管理子系统核心功能如下:审计计划、审计执行、审计处理、后台支持、统计分析、系统管理、我的工作台等功能模块。审计计划是稽核局制定年度计划功能入口,同时提供为各个处组提供制定符合各自处组业务规划的年度计划。
审计执行功能为各个处组提供审计项目过程文档管理和相关的审批流程,审批过程文档主要包括审计方案、审计通知书、领导批示、工作底稿、审计报告、其他审计文档等;其中工作底稿、审计报告需要相关的审批流程;同时审计执行提供相关的辅助功能,如用户相关项目、计划启动等,用户相关项目罗列与当前用户同一业务类型的项目列表,计划启动提供项目由未启动状态转变到实施进行中状态。
审计处理功能主要提供审计项目后续阶段文档的管理功能,主要包括审计决定书、审计意见书、风险提示函、整改报告、整改情况等。后台支持主要完成审计档案查询、审计工作模板管理、审计依据管理、外部审计资料管理等工作。审计管理系统主要面向稽核局各个处室用户,稽核评价局是负责对全行内部控制、风险状况、经营活动、财务收支和公司治理效果进行独立客观审计与评价的职能部门。
The audit management system is one of the most important part of the post reserves of Zhengzhou’s contribution of the software system in the instruction of the intelligent office and the modernization of, because of this, it makes a huge investment, the post reserves development department control the quality strictly according to the international management standard from the bidding to the production of software and the later process and protection. In certain sense, this paper is elaborated with the clue of some affairs of milestone in the management of the post reserves development department. It researches the detailed process of audit management system and also the whole life circle in the practice and protection of the product.
The audit management system is a kind of abstract of the daily business of the auditing in post office, being based on the business of post reserve, it set the aim of constructing a clear working thinking, simple operation, analyze generalize the daily work, then get the main function of the subsidiary system of management: audit program, audit executive, auditing process, back support, statistical analysis, system management, my table.
Audit program is the functional entrance of when the inspection bureau makes the whole year plan. After that, each of the related office can practice the plan to implement the plan and start the auditing process. At the same time, it should provide the function the examining of every project.
The function of the auditing execution can supply the document management in the process of the auditing process. The document of auditing process includes audit program, notice of audit, leader’s instructions, working papers, audit report and other audit document. Among these, working papers and audit report need the related approval process. At the same time audit executive supplies accessibility, such as user-related projects and program start, the setting out of user-related projects and the current users’business item list. The program start providing item converts from the non-start situation to the practice processing.
The audit process provides audit function of major follow-up phase of the project document management capabilities, including audit for the imposition and auditing of the submissions, risks, prompt, corrective report, which case, etc. in the main finish the audit records template query, the administration and audit according to management and external auditing information management system management. the user provides rights management system management, and the data dictionary management system for providing basic data. Statistical analysis providing
Audit management system for daily management of coverage and improve the efficiency of management, improve management, simplify the management of daily management audits. Audit of the complexity of the audit bureau of management system for individual users, including the council is responsible for internal control and risk condition moreover, the business activities, financial transactions and corporate governance effect independently audited and an objective appraisal of functional departments.
审计管理系统是对邮储日常审计业务的一种抽象,以邮储日常审计管理业务为依据,审计管理系统把便于审计操作人员建立清晰工作思路、简捷操作为目标,对复杂的日常工作进行分析、归纳,管理子系统核心功能如下:审计计划、审计执行、审计处理、后台支持、统计分析、系统管理、我的工作台等功能模块。审计计划是稽核局制定年度计划功能入口,同时提供为各个处组提供制定符合各自处组业务规划的年度计划。
审计执行功能为各个处组提供审计项目过程文档管理和相关的审批流程,审批过程文档主要包括审计方案、审计通知书、领导批示、工作底稿、审计报告、其他审计文档等;其中工作底稿、审计报告需要相关的审批流程;同时审计执行提供相关的辅助功能,如用户相关项目、计划启动等,用户相关项目罗列与当前用户同一业务类型的项目列表,计划启动提供项目由未启动状态转变到实施进行中状态。
审计处理功能主要提供审计项目后续阶段文档的管理功能,主要包括审计决定书、审计意见书、风险提示函、整改报告、整改情况等。后台支持主要完成审计档案查询、审计工作模板管理、审计依据管理、外部审计资料管理等工作。审计管理系统主要面向稽核局各个处室用户,稽核评价局是负责对全行内部控制、风险状况、经营活动、财务收支和公司治理效果进行独立客观审计与评价的职能部门。
The audit management system is one of the most important part of the post reserves of Zhengzhou’s contribution of the software system in the instruction of the intelligent office and the modernization of, because of this, it makes a huge investment, the post reserves development department control the quality strictly according to the international management standard from the bidding to the production of software and the later process and protection. In certain sense, this paper is elaborated with the clue of some affairs of milestone in the management of the post reserves development department. It researches the detailed process of audit management system and also the whole life circle in the practice and protection of the product.
The audit management system is a kind of abstract of the daily business of the auditing in post office, being based on the business of post reserve, it set the aim of constructing a clear working thinking, simple operation, analyze generalize the daily work, then get the main function of the subsidiary system of management: audit program, audit executive, auditing process, back support, statistical analysis, system management, my table.
Audit program is the functional entrance of when the inspection bureau makes the whole year plan. After that, each of the related office can practice the plan to implement the plan and start the auditing process. At the same time, it should provide the function the examining of every project.
The function of the auditing execution can supply the document management in the process of the auditing process. The document of auditing process includes audit program, notice of audit, leader’s instructions, working papers, audit report and other audit document. Among these, working papers and audit report need the related approval process. At the same time audit executive supplies accessibility, such as user-related projects and program start, the setting out of user-related projects and the current users’business item list. The program start providing item converts from the non-start situation to the practice processing.
The audit process provides audit function of major follow-up phase of the project document management capabilities, including audit for the imposition and auditing of the submissions, risks, prompt, corrective report, which case, etc. in the main finish the audit records template query, the administration and audit according to management and external auditing information management system management. the user provides rights management system management, and the data dictionary management system for providing basic data. Statistical analysis providing
Audit management system for daily management of coverage and improve the efficiency of management, improve management, simplify the management of daily management audits. Audit of the complexity of the audit bureau of management system for individual users, including the council is responsible for internal control and risk condition moreover, the business activities, financial transactions and corporate governance effect independently audited and an objective appraisal of functional departments.
引文
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[5]伽玛,李英军译.设计模式可复用面向对象软件的基础,机械工业出版社,2003.45-46
[6]孟小峰,丁治明,刘爽译.Oracle 8 UML对象建模设计,机械工业出版社,2008. 230-235.
[7]刘润东.UML对象设计与编程.北京:希望电子出版社,2006,126-128.
[8]乔治,龚晓庆译.面向对象的系统分析与设计第二版,北京:清华大学出版,2008,78-79
[9]杨正甫.面向对象分析与设计,中国:铁道出版,2010.240-248
[10]范玉顺,曹军威编著.复杂系统的面向对象建模、分析与设计,北京:清华大学出版,2008.
[11]邱仲潘译.UML with Rational Rose从入门到精通,电子工业出版社,2000.56-70
[12]刘超,张莉,周伯生.可视化面向对象建模技术--标准建模语言UML,北京:北航出版,2009.
[13]本特利,惠腾.系统分析与设计方法,高等教育出版社,2008.80-82
[14]Robert C.Martin. Agile Software Development. Addison-Wesley Professional,2006. 93-94
[15]孙卫琴.JAVA面向对象编程,电子工业出版社,2006.56-59
[16]Martin Fowler,David Rice,Matthew Foemmel,Edward Hieatt, Robert Mee. Patterns of Enterprise Application Architecture,Addison-Wesley Professional,2003.56-58
[17]陈宇翔.精通Websphere Message Broker,水利水电出版社,2007.145-147
[18]甘荃,娄丽军.IBM WebSphere MQ基础教程,电子工业出版社,2004.34-36
[19]尼尔森.J2EE应用与IBM Websphere,电子工业出版社,2005,24-26
[20]马维.Software Architect Bootcamp--软件架构师教程,电子工业出版社,2008,178-179
[21]Elisabeth Freeman,Eric Freeman,Bert Bates,Kathy Sierra.Head First Design Patterns,O’Reilly Media,2004.88-90
[22]Martin Fowler.Patterns of Enterprise Application Architecture--企业应用架构模式,机械工业出版社,2004
[23]Rod Johnson.Expert One-on-One J2EE Design and Development--J2EE设计开发编程指南,机械工业出版社,2009,103-105.
[24]Rod Johnson.Expert One-on-One J2EE Design and Development--SOA设计开发编程指南2009,75-77.
[25]侯珀Enterprise Integration Patterns: Designing, Building, and Deploying Messaging Solutions--企业集成模式:设计、构建及部署消息传递解决方案, 2010:134-137
[26]Harris A D. Online distance education in the United States. IEEE Communications Magazine, 2009, 37(3): 87-92
[27]Min D, E choi. A distributed multimedia conferencing system for distance learning. IEEE Multimedia, 1998 (summer): 88-95
[28]Anderson T D, Garrison D. Transactional issues in distance education: the impact of design in audio teleconferencing. The American Journal of Distance Education, 2005, (2):27-44
[29]Maly K, Abdel H. Interactive Distance Learning over Intranets. IEEE Computing, 2007, (1): 60-71
[30]Dr Lynne Conventry. Video Conferencing in Higher Education.网络远距离教学应用研讨会资料汇编, 2006, (11):42-53
[31]Patricia Lago. A Video-conferencing Distributed Services Tailored for Education. IEEE Computing, 2009, (2):93-97
[32]David B, Anoop G, Jonathan G et al. Annotations for streaming video on the Web: system design and usage studies. Computer Networks, 2009, (31):1139-1153
[33]J F Adam, H H Houh. Network Architecture for Distributed Multimedia System. IEEE Computing, 2004, (3): 76-85
[34]S R Ahuja, J Ensor and D Horn. The Rapport multimedia conferencing system. In: Proc. ACM Conf. on Office Information system, 2008,1-8
[35]Yahya Y, Al-Salqan, Carl K. Chang Temporal Relations and Synchronization Agents.IEEE Multimedia, 2006, (summer):30-39
[36]Li B Zeng and M L Liou. A new three-step search alogorithm for block motion estimation. IEEE Trans. On Circuits and Systems for Video Technology, 2010:438-442
[37] Ronald J Vetter. Video conferencing on the internet. Computer, 2009, 28(1):77-79
[2] L Garber. Denial-of-Service Attacks Rip the Internet [J].Computer, Apr.2004, vol. 33(4):12-17
[3] Paul J Criscuolo. Distributed Denial of Service Trin00, Tribe Flood Network, Tribe Flood Network 2000, And Stacheldraht CIAC-2319[R].Department of Energy Computer Incident Advisory Capability (CIAC), UCRL-ID-136939, Rev.1, Lawrence Livermore National Laboratory, February 14, 2004,134-147
[4]姚淑兰,唐发根译。《UML参考手册》,Ivar Jacobson,James Rumbaugh,Grady Booch。机械工业出版社,2007,24-25
[5]伽玛,李英军译.设计模式可复用面向对象软件的基础,机械工业出版社,2003.45-46
[6]孟小峰,丁治明,刘爽译.Oracle 8 UML对象建模设计,机械工业出版社,2008. 230-235.
[7]刘润东.UML对象设计与编程.北京:希望电子出版社,2006,126-128.
[8]乔治,龚晓庆译.面向对象的系统分析与设计第二版,北京:清华大学出版,2008,78-79
[9]杨正甫.面向对象分析与设计,中国:铁道出版,2010.240-248
[10]范玉顺,曹军威编著.复杂系统的面向对象建模、分析与设计,北京:清华大学出版,2008.
[11]邱仲潘译.UML with Rational Rose从入门到精通,电子工业出版社,2000.56-70
[12]刘超,张莉,周伯生.可视化面向对象建模技术--标准建模语言UML,北京:北航出版,2009.
[13]本特利,惠腾.系统分析与设计方法,高等教育出版社,2008.80-82
[14]Robert C.Martin. Agile Software Development. Addison-Wesley Professional,2006. 93-94
[15]孙卫琴.JAVA面向对象编程,电子工业出版社,2006.56-59
[16]Martin Fowler,David Rice,Matthew Foemmel,Edward Hieatt, Robert Mee. Patterns of Enterprise Application Architecture,Addison-Wesley Professional,2003.56-58
[17]陈宇翔.精通Websphere Message Broker,水利水电出版社,2007.145-147
[18]甘荃,娄丽军.IBM WebSphere MQ基础教程,电子工业出版社,2004.34-36
[19]尼尔森.J2EE应用与IBM Websphere,电子工业出版社,2005,24-26
[20]马维.Software Architect Bootcamp--软件架构师教程,电子工业出版社,2008,178-179
[21]Elisabeth Freeman,Eric Freeman,Bert Bates,Kathy Sierra.Head First Design Patterns,O’Reilly Media,2004.88-90
[22]Martin Fowler.Patterns of Enterprise Application Architecture--企业应用架构模式,机械工业出版社,2004
[23]Rod Johnson.Expert One-on-One J2EE Design and Development--J2EE设计开发编程指南,机械工业出版社,2009,103-105.
[24]Rod Johnson.Expert One-on-One J2EE Design and Development--SOA设计开发编程指南2009,75-77.
[25]侯珀Enterprise Integration Patterns: Designing, Building, and Deploying Messaging Solutions--企业集成模式:设计、构建及部署消息传递解决方案, 2010:134-137
[26]Harris A D. Online distance education in the United States. IEEE Communications Magazine, 2009, 37(3): 87-92
[27]Min D, E choi. A distributed multimedia conferencing system for distance learning. IEEE Multimedia, 1998 (summer): 88-95
[28]Anderson T D, Garrison D. Transactional issues in distance education: the impact of design in audio teleconferencing. The American Journal of Distance Education, 2005, (2):27-44
[29]Maly K, Abdel H. Interactive Distance Learning over Intranets. IEEE Computing, 2007, (1): 60-71
[30]Dr Lynne Conventry. Video Conferencing in Higher Education.网络远距离教学应用研讨会资料汇编, 2006, (11):42-53
[31]Patricia Lago. A Video-conferencing Distributed Services Tailored for Education. IEEE Computing, 2009, (2):93-97
[32]David B, Anoop G, Jonathan G et al. Annotations for streaming video on the Web: system design and usage studies. Computer Networks, 2009, (31):1139-1153
[33]J F Adam, H H Houh. Network Architecture for Distributed Multimedia System. IEEE Computing, 2004, (3): 76-85
[34]S R Ahuja, J Ensor and D Horn. The Rapport multimedia conferencing system. In: Proc. ACM Conf. on Office Information system, 2008,1-8
[35]Yahya Y, Al-Salqan, Carl K. Chang Temporal Relations and Synchronization Agents.IEEE Multimedia, 2006, (summer):30-39
[36]Li B Zeng and M L Liou. A new three-step search alogorithm for block motion estimation. IEEE Trans. On Circuits and Systems for Video Technology, 2010:438-442
[37] Ronald J Vetter. Video conferencing on the internet. Computer, 2009, 28(1):77-79