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空间中的社会教化
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摘要
对于无所不在的空间,人们往往关注其物质属性以及由此所具有的实用、美观功能。而本研究则以喜洲白族传统民居为例、以中国传统建筑理论与空间社会学为主要分析工具,通过对民居的实地考察与理论分析,揭示出建筑空间同时具有的主观意义与社会属性;研究同时揭示出,由于具有这种主观意义以及社会效用,民居通过朝廷主导、社会习俗以及民众自觉而演变成为了我国传统社会的教化载体。本研究共分6部分:
     第1章是《导论》。本章对选题缘由、核心概念、本领域研究状况与研究思路、方法进行了说明。其中对本研究涉及的三个核心概念,笔者分别界定为:“空间”在本研究中特指具有物质特征与主观意义、社会效用的建筑空间;“社会教化”又称教化、风化,它既是我国古代统治者一项重要的治国之策,也是社会各阶层化育民众的一种理想和手段,我国传统教化在内容上以儒家伦理道德教育为主,糅杂了佛、道等多元思想,在方式上则既包括系统、正规的学校教育,也包括渗入社会、家庭生活的各种非系统、非正规的教育感化活动;“喜洲白族传统民居”是指由云南大理喜洲白族于明、清、民国时期修筑的、用于日常居住的建筑场所。
     第2章是《喜洲与喜洲白族传统民居概说》。本章通过喜洲地理位置、历史沿革和族源属流的分析,指出喜洲作为文化“十字路口地带”和云南早期的政治、经济、文化中心,在历史上长期与汉族保持了密切联系与交流,因此在民风、民俗上深受汉文化影响,而当地白族也成为了汉化程度较高的一个民族;本章同时通过对大理建筑历史动向的分析,指出包括喜洲在内的大理地区从汉晋开始,于南诏大理国时期达到鼎盛,并通过元、明、清时期的深化而历经了一个建筑汉化的过程;本章还对现存的喜洲白族传统民居做了情况介绍。
     第3章是《喜洲白族传统民居中社会教化的形式与内容》。本章通过实地考察,提出了喜洲白族传统民居空间教化的主要形式与内容:一是以民居造型、结构与布局为载体而推行的“礼”制教化。礼教又分为外向教化与内向教化,其中外向教化依靠朝廷律令强制执行,主要是通过门楼、照壁、间数、屋顶以及台基、台阶、进深、用料、雕饰等不同建筑规格的使用,明确家族集体在一个等级社会中的身份与地位.从而达到“辨贵贱、明等威”、培养家族集体“忠”情感的目的。内向教化是外向教化在家族内部的延伸,依靠稳定的社会习俗推行,其目的是通过明确家族个体在家族等级秩序中的身份与地位、培养起家族成员的“孝”情感。内向教化实施的具体路径包括:传统民居以四合院为典型建筑形态,以取家族成员“群居合一”的理想意向:民居形态上又以“方”为基本母题,取家族成员“方正无邪”、按原则做人的理想意向:民居内部以“中”为贵,以中轴线为基准组织起左右均齐、主次分明的礼仪秩序;按照“正位凝命”的原则,家族个体被分置于等级不同的民居空间之中。二是以门楼和照壁为载体而推行的家道与家风教育。包括:以门楼与照壁中姓氏类题词培育敬祖睦宗的家族情感、以祖业类题词表达光大家族历史的家族期望、以劝诫类题词强化完善家族美德的家族精神。三是以“夸饰”为载体而实施的“多元”教化。即民居空间通过各种字、画装饰,表达出营建者道德修身方面的自我追求并以此形成了影响家人价值取向的环境氛围,道德修身的内容包括家训以及读书、立志、积善、崇俭、冶情等等。
     第4章是《喜洲白族传统民居的教化特点》。本章分析了民居教化的基本特点:一是内容上统一性与丰富性的结合。所谓统一性,即儒学成为了民居空间的主导精神,民居教化的内容统一于儒家“化民成俗”的伦理道德理想之中;所谓丰富性,是指民居空间同时具有儒家与非儒学思想的交织以及“化民成俗”自身的内在丰富性。二是方法上的“风化”特征。即民居教化折射出了“入”(挠及万物)、“伏”(化物无形)、“顺”(顺调其心)等传统教化的“风化”方法。三是地域上共性与个性的统一。即喜洲白族与中原地区的传统民居相比,既具有教化理念上的共性,也具有教化风格、手法以及载体材料等方面的区域个性。
     第5章是《喜洲白族传统民居教化意蕴的成因分析》。本章分析了民居教化意蕴的形成原因:一是理念基石方面,传统“天人合一”观认为天地万物同源于太极、同由“气”构成,因此万物同构并相互感应,而民居作为万物一体中一个重要的全息元,其存在状态也会影响到社会的秩序状态以及人们的精神、行为状态。同时,由于万物同构,人道秩序也就应服从天道秩序,遵循天尊地卑、阳尊阴卑的二元之分,人世君臣、父子、夫妇等关系也应有上下、贵贱之分,而民居作为沟通天、人感应的中介,也应在空间中构建起与天、人道同构的等级秩序。二是历史意识方面,在“家国同构”的传统社会中,朝廷认为家族内部的“孝”情感可以移为对朝廷的“忠”情感,因而将家教提到国本的地位、有意识将“礼”制教化延伸到了家庭生活(包括民居空间)中。朝廷的提倡加之固有的宗法精神传统,使民众十分注重家族宗法活动并由此衍生出一整套的家族文化,其中就包括家道传承与家风教育。三是营建者的身份方面,历史上的喜洲具有文商并重、文商相扶的传统,由于喜洲受儒家文化影响较深、又是早期崇尚儒学的贵族、大姓聚集之地,加之明、清、民国时期“喜洲商帮”兴起,就使得该地出现了大规模华美并承载了丰富儒家教化意蕴的民居建筑群。
     第6章是《喜洲白族传统民居教化意蕴的现代启示与思考》。本章审视与反思的内容包括:一是对“天人一合”哲学观,笔者认为应汲取全息与感应观点中的合理成分,注重对生活世界教育因素的挖掘与应用;而对人道遵循天道、应为等级社会的观点,笔者认为这只是一种理论在等级社会结构下由关涉自身利益的“特殊身份”人群作“特殊解释”的结果,应予摒弃。二是对民居教化内容,笔者认为传统“礼”教被朝廷纳入体制,具有了“辨贵贱、明等威”的工具性与虚伪性,因此当前的传统礼仪教育应切换到平等、民主的现代语境下进行,并注重从外在行为控制向内在情感体验的转变;笔者同时认为可适度、理性地进行家风教育,使家庭内部的优秀传统资源对子女产生良好影响,而这样的教育应以避免狭隘的家族本位为前提;笔者还认为喜洲白族居于当地政治、社会、经济地位上层,能自觉对家族成员提出道德修身要求,值得现代社会上层群体借鉴与反思。三是对民居教化的载体与方法,笔者认为父母不应忽略对住宅以及家庭伦理道德教育整体氛围的营造:笔者同时认为,当前伦理道德教育应借鉴传统教化的“风化”方法,注重从学校教育与社会、家庭生活层面构建起一种统整性的影响力,并以润物无声、见微知著以及柔顺化物的方法施教。
People usually show much concern for the physical nature, practical functions and beautiful visions in the ubiquitous space rather than others. However, this thesis tries to disclose the subjective construction and social functions are also the nature of space by a case study on traditional houses of Xizhou Bai nationality. Furthermore, this thesis focuses on explaining how the traditional houses were transformed into the tool of edification by the strength of imperial government, social custom and people's conscience in ancient Chinese. This thesis consists of six sections:
     Chapter 1 is "Introducation". It gives some details about the research reasons, central concepts, current status of the study and research ways. It especially defines three important concepts in this thesis. The first concept is "space", specifically referring to the space of houses filled with physical natures, subjective constructions and social functions in this thesis. The second concept is "social edification", also named as edification or mores education, which was not only one of the most important educational and political policies formulated by imperial government, but also the ideal and practical way of improving people's ethics designed by different classes in ancient China. The main idea in social edification was derived from Confucianism and the other was mixed with Taoism and Buddhism. The practice of social edification included formal and systematic education in school as well as informal and non-systematic educational activities penetrated into social and family culture. The third concept is "traditional houses of Xizhou Bai nationality", referring to the houses built by Xizhou Bai nationality in the period of Ming and Qing Dynasties and the Republic of China. The purpose of the houses was only for the populace's living.
     Chapter 2 is "The Brief Introduction of Xizhou and Traditional Houses of Xizhou Bai Nationality". The main contents of this chapter are to draw a conclusion that the connections and exchanges between Bai and Han nationality were so close and frequent that the culture and customs of Xizhou Bai nationality were deeply influenced by Han nationality by analyzing the location and history of Xizhou as well as the origination of Xizhou Bai nationality. This chapter also analyzes the history of Xizhou's architecture and generalizes that the architecture in Xizhou had ever experienced a process of Hanization, which began from Han and Jin Dynasties, had prosperous time during the period of Nanzhao and Dali State, and deepened continually in Yuan, Ming and Qing Dynasties. Finally, this chapter gives some basic information about the extant traditional houses of Xizhou Bai nationality.
     Chapter 3 is "The Ways and Contents of Social Edification in Traditional Houses of Xizhou Bai Nationality". This chapter describes three most important ways and contents of social edification in traditional houses of Xizhou Bai nationality. The first one is feudal rites, by means of the shape, structure and placement of traditional houses, which was divided into "internal feudal rites" and "external feudal rites". The purpose of "external feudal rites" was to differentiate the identity between noble and humble people and keep them behaving in corresponding ways so that the whole clan's royalty and obedience for the imperial government could arise. The practice of "external feudal rites", which was provided by law, demanded the constitutions of houses, such as gate, roof, bay, depth, step, foundation, screen-wall, material, decoration, and so on, must be consistent with the clan's political status in a hierarchical society. "Internal feudal rites" is the extension of "external feudal rites" inward. "Internal feudal rites", which were under the pressure of social customs, aimed to breed the filial piety of individuals in the clan. The ways of "internal feudal rites" are the following. Firstly, the typical traditional house was the Chinese courtyard house, a quadrangle architectural form, just to make sure all the members in the clan would live together in an intimate space. Secondly, the basic plane form of space in the traditional houses, including room, door, foundation, frame of decoration, and so on, was rectangle, that means nobody in the clan is permitted to behave beyond the ethical principles. Thirdly, most of things in the houses were arranged around the center axis and kept symmetrically framed on both sides and clear separation between leading and subsidiary position. The purpose of the arrangement was for the convenience of ceremony. Finally, everyone in the clan should be located at the different place according to the principle of "be where you would be and be obedient to the fate". The second content of social edification in traditional houses of Xizhou Bai nationality was the education on the family style and culture by means of gate and screen-wall. It incorporated writing words related to family name to show the respect for ancestors, recording the title of ancestors to bright the history of the clan and express the aspiration to persuade members of clan to develop virtue. The third content of social edification in traditional houses of Xizhou Bai nationality is multi-education that is giving many different ethical rules on the space of houses by writing or drawing something such as family motto, striving to learn knowledge, aspiring to achieve success, accumulating good deed, living simply and frugally, cultivating own temperament, and so on.
     Chapter 4 is universality Characteristics of Social Edification in Traditional Houses of Xizhou Bai Nationality". There are three main characteristics of social edification in traditional houses of Xizhou Bai nationality. The first one is the combination of unity and diversity in the content of social edification. Unity means that Confucianism played a leading role in the space of traditional houses and the contents of edification were united under the Confucian values. Diversity means there were both Confucian and non-Confucian ideas in the space of traditional houses at the same time, and the Confucian ideas had their own richness. The second one is mores education which we can also call "wind education" that means the ways of educating people just like wind. The performance of "wind education" includes "entering" (education would touch everything around us), "hiding" (education would be imperceptible even it touches you), "being tender" (education are not permitted to be fierce). The third one is the universality and individuality of social edification by comparing Xizhou and other areas in china. The embodiment of universality is Confucianism are both dominant in Xizhou's traditional houses and other areas, and the embodiment of individuality is the style, the apparent ways and building materials of edification in Xizhou are different from other areas.
     Chapter 5 is "Analyses on the Origination of Social Edification in Xizhou Bai Nationality Traditional Houses". The analyses are from three different perspectives. From the perspective of philosophy of "the integrity of human and nature", Chinese ancients thought that everything in the universe originates from the Taiji which is constituted of Qi. That means everything in the universe is holographic and interactive. So, the houses have strong influence on the social order and people's spirit and behavior just because it is an important holographic unit and is interactive with people. At the same time, everything in the universe originates from one whole entity so that everything has the same construction. That means the social order would be obedient to the natural order and would differentiate the noble and humble status between monarchs and courtiers, fathers and sons, husbands and wives just because sky is nobler than ground, Yang is nobler than Yin in a dualistic world. Also, as a bridge between nature and human, the houses would construct the same order as natural and social order. From the perspective of social conscience, the ancient governor of the empire looked up to the family education as the basis of governance and consciously extended the edification into the family because they believed the emotion of filial piety could be transformed into royalty for the government in a society where the country had the same construction as the family. The advocacy of government and the impact of the patriarchal clan system created a series of family culture and education on family style was included. From the perspective of identity of builder, early Bai nationality who lived in Xizhou were aristocracy and famous clans. They were influenced deeply by the Confucianism and cared much about cultural tradition. On the other hand, they paid much attention to commerce and regarded it as the support of family life and study profession. During the period of Qing and Ming Dynasties and the Republic of China, accompanied by the formation and development of Xizhou Commercial Groups, Bai nationality in Xizhou had abundant capital to put the idea of Confucianism into a magnificent group of houses.
     Chapter 6 is "Enlightenment and Reflection on Social Edification in Xizhou Bai Nationality Traditional Houses Based on Current Context". About the philosophy of "the integrity of human and nature", this thesis suggests that we should be sensitive to the ethical educational elements around us in the living world and try to dig and apply them, draw lessons from the point that everything in the universe is holographic and interactive. However, this thesis doesn't think it is reasonable that society should be obedient to the natural order and should be hierarchical. That point was just one "special explanation" for a certain theory made by "special groups" whose benefits are bound to that explanation. About the content of social edification in the traditional houses, there are three points. Firstly, this thesis concludes that the feudal rites already were brought into the political system instead of simple customs, and were regarded as the tool of differentiating the noble and humble status. It resulted in some additional instrumental and disguised value to the feudal rites. So nowadays, only the parts of traditional etiquette matching a democratic and equal society can be the contents of education. Secondly, this thesis thinks moderate, rational, healthy education on family style is helpful for the moral improvement of children, but the prerequisite is the education would not lead to the narrow departmentalism of clan. Thirdly, this thesis concludes that, as a higher class in the area of Dali, early Bai nationality in Xizhou was not only interested in power and fortune but also cared about their own morality. That is a really good example for the people nowadays. About the ways of social edification, this thesis thinks it is a good idea that ethical education, especially the basic ethical value judgement, should be united into a whole by different ways from the school, society and family. Some characteristics of wind education, such as "entering", "hiding" and "being tender" are also useful.
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