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辽西地区先秦时期居民的体质人类学与分子考古学研究
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摘要
本文以辽西地区先秦时期的人骨材料为研究对象,从体质人类学与分子考古学两个方面入手,结合了考古学、古气候学的研究成果,从人本身出发,对辽西地区先秦时期居民的种属、遗传结构进行较为全面地考察,并对其渊源、流向、发展、迁徙、与周边居民的相互关系等进行探索,为探讨辽西地区乃至中国北方长城地带先秦时期考古学文化谱系等问题提供丰富的人种学和遗传学资料。
     本文的研究结果表明,在新石器时代的辽西地区,“古东北类型”居民应该是这里最原始的土著,他们基因较单一,应该是在相对独立的环境下发展起来的。进入青铜时代后,生产力水平提高,人的流动性增强,人群间的基因交流逐渐增多,辽西周边地区“古华北类型”的居民的一支进入了辽西,并逐渐代替了“古东北类型”居民成为这里的主体人群。到了青铜时代晚期,一支流动性和迁徙性较强、形态特征属于“古蒙古高原类型”的人群从蒙古高原南下进入辽西地区,为辽西地区人种组成和基因多态性注入了新的元素。这一时期,辽西地区古代居民的不同人种类型呈现交错分布的状态。总之,辽西地区先秦时期居民种系成分复杂,具有多元性。
Because of its location as a transportation point, Western Liaoning was a key point for culture communication between Central Plains and northeastern region. Western Liaoning is located in the east end of the northern nomads belt along the Great Wall of China, which was the obvious boundary between Central Plains and frontier fortress. The region played an important role when human beings undergo barbarism to civilization and in the development of Chinese civilization and also in the contact between agricultural cultivation and nomadic economy, is one original region of Chinese civilization. It was the first frontier which the Cathay Civilization touched, and it became a melting region between the Cathay Civilization and frontier minority culture since Spring and Autumn and Warring Stage Period. Along with the change of environment and climate, the alternation of archaeological cultures, economic lifestyle and composition of the residents varied a lot before Qin Dynasty. Finding out the source and flow of the residents in Western Liaoning before Qin Dynasty is not only helpful to understand the relationship of the prehistory residents in this region, but also important for a thorough study of the complex archeological cultural exchange of the Western Liaoning before Qin Dynasty and the evolutionary history of the whole the northern nomads belt along the Great Wall of China. So, the source and flow of the residents in Western Liaoning has always been the focus of attention of archaeologists and anthropologists.
     This paper takes human skeletons in Western Liaoning before Qin Dynasty as the research object, combining both physical anthropological and molecular archeological methods to conduct a comprehensive inspection, starting from the human beings themselves, to figure out the residents before Qin Dynasty origin, flow, integration, differentiation in the region. For future research on archaeological cultural exchanges, inheritance, alternative, etc., it provides a solid foundation. Full text is divided into seven chapters:
     Chapter 1, "Preface": The chapter defines the spatial and temporal scales of this study. Western Liaoning "means the Yiwulv Mountain west to the north, on both sides of the Xar Moron River, including the Xar Moron River, the old Ha River, Daling River, Xiaoling River and their tributary areas"; although it is "the period before Qin Dynasty", however, the earliest era of the information only of late Hongshan Culture Niuheliang sites. At the same time, the archaeological cultures' outlined pedigree of the period before Qin Dynasty in Western Liaoning is provided. This chapter then conducts a brief introduction of physical anthropological research methods, molecular archeology and its experimental methods. Meantime, it explains the purpose and significance of this article.
     Chapter 2, "Research on ethnic types and genetic structure of residents of Hongshan Culture from the stone tombs in Niuheliang": This chapter preliminarily identified the ethnic types of the ancient ethnic group residents by using statistical methods to compare it with modern Asian Mongoloid racial types. Morphological features of the residents of Hongshan Culture at Niuheliang are of "Ancient North-East type". Comparing with modern populations, ancient population of the Stone Tombs in Hongshan, Niuheliang site had close relative relationship to east Asian populations particularly Chinese Han population. There existed the most recent matrilineal genetic relationship between ancient population of the Stone Tombs in Hongshan and Chinese Han.
     Chapter 3, "Research on ethnic types and genetic structure of residents of Xiaoheyan Culture from the Ha La Hai site": This chapter preliminarily identified the ethnic types of the ancient ethnic group residents by observation and measurement of the morphological characteristics and using statistical methods to compare it with modern Asian Mongoloid racial types. Morphological features of the residents of Xiaoheyan Culture at Ha La Hai site are of "Ancient North-East type". Genetic analysis result showed this ancient population had a close maternal genetic relationship with Chinese Korean people and Japanese people, as well as Chinese Southern, Northern Han population, and Ha La Hai graves are more likely to be a family cemetery.
     Chapter 4, "Research on ethnic types and genetic structure of residents of Lamadong Bronze Age burial": As the result of morphological features analysis, only one case of individual's morphological features of Lamadong Bronze Age residents shows a certain similarity to ancient race of "Ancient North China type"; and it may be from indigenous populations in Western Liaoning.
     Chapter 5, "Ethnographic research on the residents in Western Liaoning before Qin Dynasty": In this chapter combined with the previous physical anthropological research results in the large spatial and temporal scale of the period before Qin Dynasty Western Liaoning, the geographic distributions and genetic relationship of ancient inhabitants of different archaeological cultures and other related questions is discussed in depth. Studies have shown that in the Neolithic of Western Liaoning, the "Ancient North-East type" of residents should be the most primitive indigenous here. After entering into the Bronze Age, the "Ancient North China type" of residents from the surrounding areas of Western Liaoning entered into there and gradually replaced the old "Ancient North-East type" of residents becoming the main body of the population here. By the late Bronze Age, a flow of residents with high mobility and migratory ability from further north area went into the Western Liaoning, and its morphology was "Ancient Mongolian Plateau type", injected new elements to the ethnic composition of Western Liaoning. During this period, ancient residents of different ethnic types showed staggered distribution status in Western Liaoning. In short, during the period before Qin Dynasty in Western Liaoning residents had complex and germ-line sources, manifesting pluralism.
     Chapter 6, "Ancient DNA research on the residents in Western Liaoning before Qin Dynasty": This chapter firstly takes a few of Human bone materials of the period before Qin Dynasty in Western Liaoning as research objects for the study of mitochondrial DNA genetic structure. Conclusions are as follows:
     1), The Dadianzi Xiajiadian lower cultural residents had close matrilineal genetic relationship to Northeast Asia populations. But there was no synchronization relationship between their inner social class, physical characteristics and the maternally inherit;
     2), Three individual cases found in Dashanqian Xiajiadian lower cultural burial pits and Niuheliang site Xiajiadian lower cultural burial should have some genetics-based traits of ancestor model to modern East Asian populations, and had relatively close maternal genetic relationship with modern East Asian populations;
     3), The Dashanqian Xiajiadian upper Culture ash pits' residents and East Asian populations maintained the most close matriarchal genetic relationship. They played an important role in the formation and development of the modern Chinese Northern Han, Mongolian and South Korean. Through the analysis of their genetic relationship between individuals, from the perspective of molecular archeology, the ash pits of Dashanqian upper Xiajiadian culture were more likely "ritual pit", and worship as a family activity for many units as the offerings of martyrdom;
     4), The Dashanqian Warring State Period burials' residents and the Chinese Southern Han population remained relatively close maternally genetic relationship. Based on research in the previous chapters, combined with previous research, using of colony genetic analysis and phylogenetic analysis, adding the residents in Western Liaoning before Qin Dynasty to larger spatial and temporal scales, the research attempts to reconstruct the genetic structure of the residents in Western Liaoning before Qin Dynasty at a broader geographical area as in northern China. Through analyzing mitochondrial DNA lineage at different times and frequency distributions of different locations, the study reveals kinship among the residents of Western Liaoning and its neighborhoods, and on the molecular level explores the historical position, role and contribution of the residents in Western Liaoning in northern China before Qin Dynasty. The results show that the Neolithic people in Western Liaoning genetically simpler, they developed in the relatively independent environment. After entering the Bronze Age, improvement of productivity levels and the mobility of people gradually enhanced the gene flow between populations. Even to the Spring and Autumn and Warring Stage Period, a large number of people originated in North Asia entered into the Western Liaoning, which injected a new dimension into the gene polymorphism of Western Liaoning. Diversification of resident sources made the archaeological culture in Western Liaoning complicated and varied.
     Chapter 7, "Conclusion": Finally, it summarizes the work of the thesis, and notes some understandings of the effects of physical anthropology and molecular archaeology in archaeological researches, and also points out the locality that needs to perfect and further development orientation and stress.
引文
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    196同179s.
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    199同179h.
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    7同5.
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    10同9.
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    20 a.同1. b.同2. c.辽宁省文物考古研究所.辽宁牛河梁第二地点一号冢21号墓发掘简报[J].文物,1997(8):9-14. d.辽宁省文物考古研究所.辽宁牛河梁第二地点四号冢筒形器墓的发掘[J].文物,1997(8):15-19.
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    24辽宁省文物考古研究所.牛河梁第十六地点红山文化积石冢中心大墓发掘简报[J].文物,2008(10):4-14.
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    3潘其风,韩康信.柳湾墓地的人骨研究[M]//青海省文物管理处考古队,中国社会科学院考古研究所.青海柳湾——乐都柳湾原始社会墓地.北京:文物出版社,1984:261-303.
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    2辽宁省文物考古研究所,赤峰市博物馆.大南沟——后红山文化墓地发掘报告[M].北京:科学出版社,1998.
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    4朱泓.中国东北地区的古代种族[J].文物季刊,1998(1):54-64.
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    11中国科学院考古研究所体质人类学组.赤峰、宁城夏家店上层文化人骨研究[J].考古学报,1975(2):157-169.
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    16同4.
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    19同4.
    20郭治中.水泉墓地及相关问题之探索[C]//张忠培,许倬云.中国考古学跨世纪的回顾与前瞻——1999年西陵国际学术研讨会文集.北京:科学出版社,2000:297-309.
    21朱永刚.大、小凌河流域含曲刃短剑遗存的考古学文化及相关问题[C]//内蒙古文物考古研究所.内蒙古文物考古文集(第二辑).北京:中国大百科全书出版社,1997:362-374.
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    23吉林大学边疆考古研究中心,内蒙古文物考古研究所. 2002年内蒙古林西县井沟子遗址西区墓葬发掘纪要[J].考古与文物,2004(1):6-19.
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    45曹建恩.内蒙古中南部商周考古研究的新进展[J].内蒙古文物考古,2006(2):16-26.
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    47同4.
    48朱泓.内蒙古长城地带的古代种族[C]//吉林大学边疆考古研究中心.边疆考古研究(第1辑).北京:科学出版社,2002:301-313.
    49朱泓.中原地区的古代种族[C]//吉林大学边疆考古研究中心.庆祝张忠培先生七十岁论文集.北京:科学出版社,2004:549-557.
    50朱泓.中国西北地区的古代种族[J].考古与文物,2006(5):60-65.
    51朱泓.中国南方地区的古代种族[J].吉林大学社会科学学报,2002,171(3):5-12.
    52同46.
    53同4.
    54同4.
    55 a.同48. b.同4.
    56同46.
    57王立新.辽西区夏至战国时期文化格局与经济形态的演进[J].考古学报,2004(3):243-270.
    58同22.
    59同46.
    60同46.
    1常娥.内蒙古长城地带先秦时期人类遗骸的DNA研究[D].长春:吉林大学文学院博士学位论文,2008.
    2葛斌文.井沟子古代人群的遗传分析[D].长春:吉林大学生命科学学院硕士学位论文,2008.
    3同1.
    4郭治中.水泉墓地及相关问题之探索[C]//张忠培,许倬云.中国考古学跨世纪的回顾与前瞻——1999年西陵国际学术研讨会文集.北京:科学出版社,2000:297-309.
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    6同1.
    7同2.
    8 Pakendorf B, Wiebe V, Tarskaia L A, et al. Mitochondrial DNA evidence for admixed origins of central Siberian populations[J]. Am J Phys Anthropol, 2003, 120:211-224.
    9中国社会科学院考古研究所.大甸子——夏家店下层文化遗址与墓地发掘报告[M].北京:科学出版社,1996.
    10阿瑟·罗恩,埃思尼·巴恩斯蓍,杨建华译.赤峰大山前遗址埋葬行为的重建[C]//吉林大学边疆考古研究中心.边疆考古研究(第2辑).北京:科学出版社,2004:337-352.
    11同10.
    12中国社会科学院考古研究所,内蒙古自治区文物考古研究所,吉林大学边疆考古研究中心.内蒙古喀喇沁旗大山前遗址1998年的发掘[J].考古,2004(3):31-39.
    13同10.
    14同12.
    15同10.
    16同10.
    17河北省文物研究所.河北阳原县姜家梁新石器时代遗址的发掘[J].考古,2001(2):13-27.
    18段宏振.河北考古的世纪回顾与思考[J].考古,2001(2):1-12.
    19吉林大学考古DNA实验室.河北阳原县姜家梁遗址新石器时代人骨DNA的研究[J].考古,2001(7):74-81.
    20张家口考古队.蔚县夏商时期考古的主要收获[J].考古与文物,1984,21(1):40-48.
    21郑丽慧,朱泓,陈靓.内蒙古七郎山魏晋时期鲜卑墓葬人骨研究[J].内蒙古文物考古,2003(1):87-91.
    22赵欣,等.从分子生物学角度看河北蔚县三关墓地古代居民的遗传结构[J].文物春秋,2009(1):3-8转33.
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