湖南省装备制造业技术创新资源配置效率评价研究——基于DEA-Malmquist的实证分析
|
摘要
通过建立技术创新资源配置效率评价模型,运用DEA两阶段法和Malmquist指数法,对2011—2016年湖南省装备制造业技术创新资源配置效率进行了静态和动态分析。研究发现:从静态角度来看,湖南省装备制造业技术创新资源配置效率无效,表明湖南省装备制造业在技术创新活动中存在着资源浪费和行业规模不经济的情况,转化阶段的创新资源配置效率高于研发阶段的创新资源配置效率;从动态角度来看,湖南省装备制造业的技术创新资源配置效率有一定的提升,转化阶段创新技术资源配置效率高于研发阶段。在实证分析的基础上,提出提升湖南省装备制造业技术创新资源配置效率的建议。
By establishing an evaluation model of technological innovation resource allocation efficiency,DEA two-phase method and Malmquist index method are used to analyze the static and dynamic allocation of technological innovation resources of Hunan's equipment manufacturing industry during 2011—2016.The research shows that: the resource allocation efficiency of Hunan's equipment manufacturing industry is inefficient, indicating that there is a waste of resources and an uneconomic industry scale in Hunan's equipment manufacturing industry. The efficiency of innovation resource allocation in the transformation phase is higher than that in the R&D phase. From a dynamic point of view, the resource allocation efficiency of technological innovation in Hunan's equipment manufacturing industry has increased to a certain extent, and the allocation efficiency of innovative technology resources in the transformation stage is higher than that in the R&D stage.On the basis of empirical analysis, we propose some suggestions for improving the resource allocation efficiency of Hunan's equipment manufacturing technology innovation.
By establishing an evaluation model of technological innovation resource allocation efficiency,DEA two-phase method and Malmquist index method are used to analyze the static and dynamic allocation of technological innovation resources of Hunan's equipment manufacturing industry during 2011—2016.The research shows that: the resource allocation efficiency of Hunan's equipment manufacturing industry is inefficient, indicating that there is a waste of resources and an uneconomic industry scale in Hunan's equipment manufacturing industry. The efficiency of innovation resource allocation in the transformation phase is higher than that in the R&D phase. From a dynamic point of view, the resource allocation efficiency of technological innovation in Hunan's equipment manufacturing industry has increased to a certain extent, and the allocation efficiency of innovative technology resources in the transformation stage is higher than that in the R&D stage.On the basis of empirical analysis, we propose some suggestions for improving the resource allocation efficiency of Hunan's equipment manufacturing technology innovation.
引文
[1]谢彩虹,钟德强,张伟.基于DEA-Malmquist的湖南省技术创新效率研究[J].湖南工业大学学报(社会科学版),2018,23(5):50-56.
[2]范德成,杜明月.高端装备制造业技术创新资源配置效率及影响因素研究:基于两阶段StoNED和Tobit模型的实证分析[J].中国管理科学,2018,26(1):13-24.
[3]AFRIAT S N.Efficiency Estimation of Production Functions[J].International Economic Review,1972,13(3):568-598.
[4]NELSON R R.National Systems of Innovation:AComparative Study[M].New York:Oxford University Press,1993:157-160.
[5]WAKELIN K.Productivity Growth and R&D Expenditure in UK Manufacturing Firms[J].Research Policy,2001,30(7):1079-1090.
[6]PA N N U H S,K U M A R U D,FA R O O Q U I E JA.Efficiency and Productivity Analysis of Indian Pharmaceutical Industry Using Data Envelopment Analysis[J].International Journal of Operational Research,2011,10(1):121-136.
[7]黄海霞,张治河.基于DEA模型的我国战略性新兴产业科技资源配置效率研究[J].中国软科学,2015(1):150-159.
[8]刘亚铮,彭慕蓉.我国不同所有制新能源上市公司技术效率的比较研究:基于面板数据的DEA-Malmquist实证研究[J].工业技术经济,2015,34(3):38-43.
[9]申俊喜,杨若霞.长三角地区战略性新兴产业TFP增长差异及高端化发展路径研究[J].科技进步与对策,2018,35(3):35-42.
[10]张景玲,田玉兰.创新型视角下的装备制造业与知识产权[J].科学经济社会,2011,29(1):150-154.
[11]王文,牛泽东.中国装备制造业技术创新的静态与动态效率:基于二位码行业数据的分析[J].经济管理,2014,36(5):24-36.
[12]王江,陶磊.中国装备制造业“走出去”带动生产性服务业发展的影响研究:基于VAR模型的实证分析[J].国际商务(对外经济贸易大学学报),2016(4):37-45.
[13]孙少勤,邱璐.全球价值链视角下中国装备制造业国际竞争力的测度及其影响因素研究[J].东南大学学报(哲学社会科学版),2018,20(1):61-68,147.
[14]林迎星,李昊,李鹏.福建省高端装备制造业技术创新效率评价[J].技术经济,2015,34(5):5-12.
[15]王哲,沙国,胡伟.安徽省战略性新兴产业全要素生产率测度:基于DEA-Malmquist指数模型[J].华东经济管理,2017,31(6):25-30.
[16]王艳,龚新蜀,李津津.基于SFA模型的新疆装备制造业技术创新效率及影响因素分析[J].科技管理研究,2017,37(12):146-151.
[17]牛泽东,张倩肖.中国装备制造业的技术创新效率[J].数量经济技术经济研究,2012,29(11):51-67.
[18]BRETTEL M,FRIEDERICHSEN N,KELLER M,et al.How Virtualization,Decentralization and Network Building Change the Manufacturing Landscape:An Industry 4.0 Perspective[J].International Scholarly and Scientific Research&Innovation,2014,8(1):37-44.
[2]范德成,杜明月.高端装备制造业技术创新资源配置效率及影响因素研究:基于两阶段StoNED和Tobit模型的实证分析[J].中国管理科学,2018,26(1):13-24.
[3]AFRIAT S N.Efficiency Estimation of Production Functions[J].International Economic Review,1972,13(3):568-598.
[4]NELSON R R.National Systems of Innovation:AComparative Study[M].New York:Oxford University Press,1993:157-160.
[5]WAKELIN K.Productivity Growth and R&D Expenditure in UK Manufacturing Firms[J].Research Policy,2001,30(7):1079-1090.
[6]PA N N U H S,K U M A R U D,FA R O O Q U I E JA.Efficiency and Productivity Analysis of Indian Pharmaceutical Industry Using Data Envelopment Analysis[J].International Journal of Operational Research,2011,10(1):121-136.
[7]黄海霞,张治河.基于DEA模型的我国战略性新兴产业科技资源配置效率研究[J].中国软科学,2015(1):150-159.
[8]刘亚铮,彭慕蓉.我国不同所有制新能源上市公司技术效率的比较研究:基于面板数据的DEA-Malmquist实证研究[J].工业技术经济,2015,34(3):38-43.
[9]申俊喜,杨若霞.长三角地区战略性新兴产业TFP增长差异及高端化发展路径研究[J].科技进步与对策,2018,35(3):35-42.
[10]张景玲,田玉兰.创新型视角下的装备制造业与知识产权[J].科学经济社会,2011,29(1):150-154.
[11]王文,牛泽东.中国装备制造业技术创新的静态与动态效率:基于二位码行业数据的分析[J].经济管理,2014,36(5):24-36.
[12]王江,陶磊.中国装备制造业“走出去”带动生产性服务业发展的影响研究:基于VAR模型的实证分析[J].国际商务(对外经济贸易大学学报),2016(4):37-45.
[13]孙少勤,邱璐.全球价值链视角下中国装备制造业国际竞争力的测度及其影响因素研究[J].东南大学学报(哲学社会科学版),2018,20(1):61-68,147.
[14]林迎星,李昊,李鹏.福建省高端装备制造业技术创新效率评价[J].技术经济,2015,34(5):5-12.
[15]王哲,沙国,胡伟.安徽省战略性新兴产业全要素生产率测度:基于DEA-Malmquist指数模型[J].华东经济管理,2017,31(6):25-30.
[16]王艳,龚新蜀,李津津.基于SFA模型的新疆装备制造业技术创新效率及影响因素分析[J].科技管理研究,2017,37(12):146-151.
[17]牛泽东,张倩肖.中国装备制造业的技术创新效率[J].数量经济技术经济研究,2012,29(11):51-67.
[18]BRETTEL M,FRIEDERICHSEN N,KELLER M,et al.How Virtualization,Decentralization and Network Building Change the Manufacturing Landscape:An Industry 4.0 Perspective[J].International Scholarly and Scientific Research&Innovation,2014,8(1):37-44.