中国区域创新发展绩效测度研究
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摘要
运用DEA-Malmquist指数测度中国285个地级及以上市在2012—2016年的区域创新发展绩效及各指数变化趋势等,通过系统聚类法进行分组,并分析位于不同组群城市的创新发展绩效特征、问题及相应解决方式。研究表明,中国区域创新发展绩效总体处于中上等水平,但内部差异性较大;经济发达地区亟需解决资源配置问题;全要素生产率的上升主要得益于整体技术水平的提高,下一步需要解决的是如何对现有规模进行逐步调整使其趋向合理化。
This paper uses the DEA-Malmquist index to measure the regional innovation development performance level and trends in each index of 285 prefecture-level cities in China from 2012 to 2016. The system clustering method is used to group areas. This paper analyzes the innovation development performance characteristics, problems and corresponding solutions in different cluster cities. Empirical research shows that regional innovation development performance in China is at the middle and upper level, but internal differences are large, and economically developed regions urgently need to solve resource allocation problems; the increase in total factor productivity is mainly due to the improvement of the overall level of technology; what needs to be solved for the next stepis how to gradually adjust the current scale so as to rationalize it.
This paper uses the DEA-Malmquist index to measure the regional innovation development performance level and trends in each index of 285 prefecture-level cities in China from 2012 to 2016. The system clustering method is used to group areas. This paper analyzes the innovation development performance characteristics, problems and corresponding solutions in different cluster cities. Empirical research shows that regional innovation development performance in China is at the middle and upper level, but internal differences are large, and economically developed regions urgently need to solve resource allocation problems; the increase in total factor productivity is mainly due to the improvement of the overall level of technology; what needs to be solved for the next stepis how to gradually adjust the current scale so as to rationalize it.
引文
[1]颜晓峰.五大发展理念干部读本 [M].北京:人民日报出版社,2016.
[2]肖晓华,蒲和平,张桂力.创新发展:引领发展的第一动力:浅谈五大发展理念之创新 [J].经营管理者,2017(21):34-38.
[3]WATKINS A,PAPAIOANNOU T,MUGWAGWA J,et al.National innovation systems and the intermediary role of industry associations in building institutional capacities for innovation in developing countries:a critical review of the literature [J].Research Policy,2015,44(8):1407-1418.
[4]TODTLING F,ASHEIM B,BOSCHMA R.Knowledge sourcing,innovation and constructing advantage in regions of Europe [J].European Urban & Regional Studies,2013,20(20):161-169.
[5]MALECKI E J.Global knowledge and creativity:new challenges for firms and regions [J].Regional Studies,2010,44(8):1033-1052.
[6]COOKE P,URANGA M G,ETXEBARRIA G.Regional innovation systems:institutional and organisational dimensions [J].Research Policy,1997,26(4–5):475-491.
[7]ERKKOAUTIO.Evaluation of RTD in regional systems of innovation [J].European Planning Studies,1998,6(2):131-140.
[8]DOLOREUX D.What we should know about regional systems of innovation [J].Technology in Society,2002,24(3):243-263.
[9]JIAN Z,ZHENG X.Regional innovation system’s internal knowledge transaction obstacleand countermeasure analysistaking general pearl river delta district as an example[J].Science of Science and Manage of S&T,2010,31(5):166-170.
[10]周青,刘志高,朱华友.创新系统理论演进及其理论体系关系研究 [J].科学学与科学技术管理,2012,33(2):50-55.
[11]孙议政,吴贵生.国家创新系统的界定与研究方法初探 [J].中国科技论坛,1999(3):16-18.
[12]何树全.试论我国国家创新体系的框架、问题与思路 [J].中国科技论坛,2005(3):64-68.
[13]王祥兵,严广乐.区域创新系统动态演化的博弈机制研究 [J].科研管理,2012,33(11):1-8.
[14]苏屹,姜雪松,雷家骕.区域创新系统协同演进研究 [J].中国软科学,2016(3):44-61.
[15]黄鲁成.宏观区域创新体系的理论模式研究 [J].中国软科学,2002(1):95-98.
[16]陈柳钦.基于产业集群的区域创新体系构建 [J].新疆社会科学(汉文版),2005,26(3):79-83.
[17]陈凯华,寇明婷,官建成.中国区域创新系统的功能状态检验:基于省域2007—2011年的面板数据 [J].中国软科学,2013(4):79-98.
[18]赵黎明,冷晓明.城市创新系统 [M].天津:天津大学出版社,2002.
[19]倪鹏飞,白晶,杨旭.城市创新系统的关键因素及其影响机制:基于全球436个城市数据的结构化方程模型[J].中国工业经济,2011(2):16-25.
[20]张省,顾新.城市创新系统动力机制研究[J].科技进步与对策,2012,29(5):35-39.
[21]王缉慈.营造区域创新环境[J].中国科技财富,1999(1):1.
[22]黄鲁成.关于区域创新系统研究内容的探讨 [J].科研管理,2000,21(2):43-48.
[23]柳卸林.构建区域创新体系新思维[J].人民论坛,2006(4):14-16.
[24]张博榕,李春成.基于两阶段动态DEA模型的区域创新绩效实证分析[J].科技管理研究,2016,36(12):62-67.
[25]代明,张晓鹏.基于DEA的中国创新型城市创新绩效分析[J].科技管理研究,2011,31(6):6-8.
[26]吴红霞,蔡文柳,赵爽,等.基于DEA模型的区域创新能力绩效评价研究:以河北省为例[J].中国管理信息化,2018,21(19):121-125.
[27]段利忠,刘思峰.灰色聚类分析法评价城市创新能力[J].北京工业大学学报,2003,29(4):508-512.
[28]潘晓琳,田盈.基于加权主成分分析的区域创新系统绩效评价模型研究 [J].科技进步与对策,2009,26(23):167-170.
[29]陈凯华,官建成.中国区域创新系统功能有效性的偏最小二乘诊断 [J].数量经济技术经济研究,2010(8):18-32.
[30]傅利平,王向华,王明海.区域创新系统绩效评价模型研究:基于知识生产函数和主成分分析 [J].苏州大学学报(哲学社会科学版),2011,32(5):111-116.
[31]尹凡,单莹洁,苏传华,等.河北省区域创新绩效评价模型的构建 [J].统计与决策,2011(14):77-79.
[32]潘雄锋,刘清,彭晓雪.基于全局熵值法模型的我国区域创新能力动态评价与分析 [J].运筹与管理,2015,24(4):155-162.
[33]白俊红,蒋伏心.协同创新、空间关联与区域创新绩效[J].经济研究,2015(7):174-187.
[34]谭俊涛,张平宇,李静.中国区域创新绩效时空演变特征及其影响因素研究 [J].地理科学,2016,36(1):39-46.
[35]苏屹,安晓丽,雷家骕.基于耦合度门限回归分析的区域创新系统R&D投入对创新绩效的影响[J].系统管理学报,2018(4):729-738.
[36]SCHEEL H.Undesirable outputs in efficiency valuations[J].European Journal of Operational Research,2001,132(2):400-410.
[2]肖晓华,蒲和平,张桂力.创新发展:引领发展的第一动力:浅谈五大发展理念之创新 [J].经营管理者,2017(21):34-38.
[3]WATKINS A,PAPAIOANNOU T,MUGWAGWA J,et al.National innovation systems and the intermediary role of industry associations in building institutional capacities for innovation in developing countries:a critical review of the literature [J].Research Policy,2015,44(8):1407-1418.
[4]TODTLING F,ASHEIM B,BOSCHMA R.Knowledge sourcing,innovation and constructing advantage in regions of Europe [J].European Urban & Regional Studies,2013,20(20):161-169.
[5]MALECKI E J.Global knowledge and creativity:new challenges for firms and regions [J].Regional Studies,2010,44(8):1033-1052.
[6]COOKE P,URANGA M G,ETXEBARRIA G.Regional innovation systems:institutional and organisational dimensions [J].Research Policy,1997,26(4–5):475-491.
[7]ERKKOAUTIO.Evaluation of RTD in regional systems of innovation [J].European Planning Studies,1998,6(2):131-140.
[8]DOLOREUX D.What we should know about regional systems of innovation [J].Technology in Society,2002,24(3):243-263.
[9]JIAN Z,ZHENG X.Regional innovation system’s internal knowledge transaction obstacleand countermeasure analysistaking general pearl river delta district as an example[J].Science of Science and Manage of S&T,2010,31(5):166-170.
[10]周青,刘志高,朱华友.创新系统理论演进及其理论体系关系研究 [J].科学学与科学技术管理,2012,33(2):50-55.
[11]孙议政,吴贵生.国家创新系统的界定与研究方法初探 [J].中国科技论坛,1999(3):16-18.
[12]何树全.试论我国国家创新体系的框架、问题与思路 [J].中国科技论坛,2005(3):64-68.
[13]王祥兵,严广乐.区域创新系统动态演化的博弈机制研究 [J].科研管理,2012,33(11):1-8.
[14]苏屹,姜雪松,雷家骕.区域创新系统协同演进研究 [J].中国软科学,2016(3):44-61.
[15]黄鲁成.宏观区域创新体系的理论模式研究 [J].中国软科学,2002(1):95-98.
[16]陈柳钦.基于产业集群的区域创新体系构建 [J].新疆社会科学(汉文版),2005,26(3):79-83.
[17]陈凯华,寇明婷,官建成.中国区域创新系统的功能状态检验:基于省域2007—2011年的面板数据 [J].中国软科学,2013(4):79-98.
[18]赵黎明,冷晓明.城市创新系统 [M].天津:天津大学出版社,2002.
[19]倪鹏飞,白晶,杨旭.城市创新系统的关键因素及其影响机制:基于全球436个城市数据的结构化方程模型[J].中国工业经济,2011(2):16-25.
[20]张省,顾新.城市创新系统动力机制研究[J].科技进步与对策,2012,29(5):35-39.
[21]王缉慈.营造区域创新环境[J].中国科技财富,1999(1):1.
[22]黄鲁成.关于区域创新系统研究内容的探讨 [J].科研管理,2000,21(2):43-48.
[23]柳卸林.构建区域创新体系新思维[J].人民论坛,2006(4):14-16.
[24]张博榕,李春成.基于两阶段动态DEA模型的区域创新绩效实证分析[J].科技管理研究,2016,36(12):62-67.
[25]代明,张晓鹏.基于DEA的中国创新型城市创新绩效分析[J].科技管理研究,2011,31(6):6-8.
[26]吴红霞,蔡文柳,赵爽,等.基于DEA模型的区域创新能力绩效评价研究:以河北省为例[J].中国管理信息化,2018,21(19):121-125.
[27]段利忠,刘思峰.灰色聚类分析法评价城市创新能力[J].北京工业大学学报,2003,29(4):508-512.
[28]潘晓琳,田盈.基于加权主成分分析的区域创新系统绩效评价模型研究 [J].科技进步与对策,2009,26(23):167-170.
[29]陈凯华,官建成.中国区域创新系统功能有效性的偏最小二乘诊断 [J].数量经济技术经济研究,2010(8):18-32.
[30]傅利平,王向华,王明海.区域创新系统绩效评价模型研究:基于知识生产函数和主成分分析 [J].苏州大学学报(哲学社会科学版),2011,32(5):111-116.
[31]尹凡,单莹洁,苏传华,等.河北省区域创新绩效评价模型的构建 [J].统计与决策,2011(14):77-79.
[32]潘雄锋,刘清,彭晓雪.基于全局熵值法模型的我国区域创新能力动态评价与分析 [J].运筹与管理,2015,24(4):155-162.
[33]白俊红,蒋伏心.协同创新、空间关联与区域创新绩效[J].经济研究,2015(7):174-187.
[34]谭俊涛,张平宇,李静.中国区域创新绩效时空演变特征及其影响因素研究 [J].地理科学,2016,36(1):39-46.
[35]苏屹,安晓丽,雷家骕.基于耦合度门限回归分析的区域创新系统R&D投入对创新绩效的影响[J].系统管理学报,2018(4):729-738.
[36]SCHEEL H.Undesirable outputs in efficiency valuations[J].European Journal of Operational Research,2001,132(2):400-410.
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