环境规制下企业绿色生产决策及技术学习因素影响研究
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摘要
引入技术学习理论,通过建立一个两阶段博弈模型,探讨了政府环境规制下的企业绿色生产决策及技术学习因素对该决策的影响。研究表明,是否考虑技术学习因素会造成政府环境规制下的企业决策差异,进而导致整体绿色生产水平的不同和政府环境规制政策效率上的差别。具体来说,合理的政府环境规制水平能够有效提升整体绿色生产水平;但在不考虑技术学习因素影响的情境下,当期绿色生产对后期利润的正向作用被忽视,造成企业决策上的利润短视,进而导致整体绿色生产不足;而在考虑技术学习因素影响的情境下,企业更偏好于通过增加绿色生产投入追求长期利润最大化。
This paper introduces the theory of technology learning and establishes a two-stage game model to explore the impact of corporate green production decisions and technological learning factors on government decision-making under environmental regulation.The analytical results show that whether or not to consider technological learning factor will lead to differences in corporate decision-making under government environmental regulation,which in turn leads to differences in overall green production levels and government environmental regulation policies.Specifically,a reasonable level of government environmental regulation can effectively improve the overall level of green production.However,without considering the impact of technological learning factors,the positive effect of current green production on late-stage profits is neglected,resulting in the manufacturer's shortsighted decision-making and insufficient green production.When considering the influence of technological learning factor,the manufacturer prefers to maximize long-term profits by increasing green production inputs.
This paper introduces the theory of technology learning and establishes a two-stage game model to explore the impact of corporate green production decisions and technological learning factors on government decision-making under environmental regulation.The analytical results show that whether or not to consider technological learning factor will lead to differences in corporate decision-making under government environmental regulation,which in turn leads to differences in overall green production levels and government environmental regulation policies.Specifically,a reasonable level of government environmental regulation can effectively improve the overall level of green production.However,without considering the impact of technological learning factors,the positive effect of current green production on late-stage profits is neglected,resulting in the manufacturer's shortsighted decision-making and insufficient green production.When considering the influence of technological learning factor,the manufacturer prefers to maximize long-term profits by increasing green production inputs.
引文
[1]李丹,杨建君.国内绿色技术创新文献特色及前沿探究[J].科研管理,2015,36(6):109-118.
[2]杨发明.绿色技术创新研究述评[J].科研管理,1998,19(4):20-26.
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[6]许士春,何正霞,龙如银.环境规制对企业绿色技术创新的影响[J].科研管理,2012,33(6):67-74.
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[9]景维民,张璐.环境管制、对外开放与中国工业的绿色技术进步[J].经济研究,2014(9):34-47.
[10]尤济红,王鹏.环境规制能否促进R&D偏向于绿色技术研发——基于中国工业部门的实证研究[J].经济评论,2016,99(5):26-38.
[11]REQUATE T,UNOLD W.Environmental Policy Incentives to Adopt Advanced Abatement Technology:Will the True Ranking Please Stand Up?[J].European Economic Review,2003,47(1):125-146.
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[13]DRAKE D F,KLEINDORFER P R,VAN WASSENHOVE L N.Technology Choice and Capacity Portfolios under Emissions Regulation[J].Production and Operations Management,2016,25(6):1 006-1 025.
[14]DRAKE D F.Carbon Tariffs:Effects in Settings with Technology Choice and Foreign Production Cost Advantage[J].Manufacturing and Service Operations Management,2018,20(4):667-686.
[15]陈艳莹,原毅军.收益的不确定性与绿色技术采纳的后动优势[J].管理科学,2005,18(4):92-96.
[16]曹柬,吴晓波,周根贵,等.制造企业绿色产品创新与扩散过程中的博弈分析[J].系统工程学报,2012,27(5):617-625.
[17]KRASS D,NEDOREZOV T,OVCHINNIKOV A.Environmental Taxes and the Choice of Green Technology[J].Production and Operations Management,2013,22(5):1 035-1 055.
[18]COHEN M C,LOBEL R,PERAKIS G.The Impact of Demand Uncertainty on Consumer Subsidies for Green Technology Adoption[J].Management Science,2016,62(5):1 235-1 258.
[19]何华,马常松,吴忠和.碳限额与交易政策下考虑绿色技术投入的定价策略研究[J].中国管理科学,2016,24(5):74-84.
[20]罗谦,徐贤浩,柏庆国.碳排放约束下政府与企业的Stackelberg决策分析[J].运筹与管理,2017,26(2):42-48.
[21]MA T.Coping with Uncertainties in Technological Learning[J].Management Science,2010,56(1):192-201.
[22]KEMP R P M.Environmental Policy and Technical Change:A Comparison of the Technological Impact of Policy Instruments[C].Maastricht:Maastricht University,1995.
[23]WRIGHT T P.Factors Affecting the Cost of Airplanes[J].Journal of the Aeronautical Sciences,1936,3(4):122-128.
[24]YELLE L E.The Learning Curve:Historical Review and Comprehensive Survey[J].Decision Sciences,1979,10(2):302-328.
[25]DYER J H,OUCHI W G.Japanese-Style Partnerships:Giving Companies a Competitive Edge[J].Japanese Business,1998,3(1):200-212.
[2]杨发明.绿色技术创新研究述评[J].科研管理,1998,19(4):20-26.
[3]陈诗一.中国的绿色工业革命:基于环境全要素生产率视角的解释(1980~2008)[J].经济研究,2010(11):21-34.
[4]田虹,潘楚林.前瞻型环境战略对企业绿色形象的影响研究[J].管理学报,2015,12(7):1 064-1 071.
[5]李钰婷,高山行,张峰.外部环境匹配下企业能力对绿色管理的影响研究[J].管理学报,2016,13(12):1 851-1 858.
[6]许士春,何正霞,龙如银.环境规制对企业绿色技术创新的影响[J].科研管理,2012,33(6):67-74.
[7]张倩,曲世友.环境规制对企业绿色技术创新的影响研究及政策启示[J].中国科技论坛,2013(7):11-17.
[8]曹霞,张路蓬.企业绿色技术创新扩散的演化博弈分析[J].中国人口资源与环境,2015,25(7):68-76.
[9]景维民,张璐.环境管制、对外开放与中国工业的绿色技术进步[J].经济研究,2014(9):34-47.
[10]尤济红,王鹏.环境规制能否促进R&D偏向于绿色技术研发——基于中国工业部门的实证研究[J].经济评论,2016,99(5):26-38.
[11]REQUATE T,UNOLD W.Environmental Policy Incentives to Adopt Advanced Abatement Technology:Will the True Ranking Please Stand Up?[J].European Economic Review,2003,47(1):125-146.
[12]BRCHET T,MEUNIER G.Are Clean Technology and Environmental Quality Conflicting Policy Goals?[J]. Resource and Energy Economics,2014,38:61-83.
[13]DRAKE D F,KLEINDORFER P R,VAN WASSENHOVE L N.Technology Choice and Capacity Portfolios under Emissions Regulation[J].Production and Operations Management,2016,25(6):1 006-1 025.
[14]DRAKE D F.Carbon Tariffs:Effects in Settings with Technology Choice and Foreign Production Cost Advantage[J].Manufacturing and Service Operations Management,2018,20(4):667-686.
[15]陈艳莹,原毅军.收益的不确定性与绿色技术采纳的后动优势[J].管理科学,2005,18(4):92-96.
[16]曹柬,吴晓波,周根贵,等.制造企业绿色产品创新与扩散过程中的博弈分析[J].系统工程学报,2012,27(5):617-625.
[17]KRASS D,NEDOREZOV T,OVCHINNIKOV A.Environmental Taxes and the Choice of Green Technology[J].Production and Operations Management,2013,22(5):1 035-1 055.
[18]COHEN M C,LOBEL R,PERAKIS G.The Impact of Demand Uncertainty on Consumer Subsidies for Green Technology Adoption[J].Management Science,2016,62(5):1 235-1 258.
[19]何华,马常松,吴忠和.碳限额与交易政策下考虑绿色技术投入的定价策略研究[J].中国管理科学,2016,24(5):74-84.
[20]罗谦,徐贤浩,柏庆国.碳排放约束下政府与企业的Stackelberg决策分析[J].运筹与管理,2017,26(2):42-48.
[21]MA T.Coping with Uncertainties in Technological Learning[J].Management Science,2010,56(1):192-201.
[22]KEMP R P M.Environmental Policy and Technical Change:A Comparison of the Technological Impact of Policy Instruments[C].Maastricht:Maastricht University,1995.
[23]WRIGHT T P.Factors Affecting the Cost of Airplanes[J].Journal of the Aeronautical Sciences,1936,3(4):122-128.
[24]YELLE L E.The Learning Curve:Historical Review and Comprehensive Survey[J].Decision Sciences,1979,10(2):302-328.
[25]DYER J H,OUCHI W G.Japanese-Style Partnerships:Giving Companies a Competitive Edge[J].Japanese Business,1998,3(1):200-212.